Kavitha Prakash, Csop Email & Phone Number

London, GB

A dual-hat heading up Tactical Change and Operations Control for almost 2 years. Tactical Change aims to provide departments within the organisation, tactical solutions that enhance and improve their operational efficencies especially where there are budget restrictions and prioritisation challenges. This is in addition to my other responsibilities leading.

London, United Kingdom

Leading 3 teams responsible for Outsourcing and Third Party Management, Business Continuity and Operational Resilience and Operational Regulatory Reporting. Apart from the responsibilities included in my preceding role, I am also now responsible for delivering accurate and timely regulatory reports to both local and international regulators like the FCA.

London Area, United Kingdom

Managing 2 teams responsible for Outsourcing & Third Party Management, Business Continuity & Operational Resilience. This involves ensuring compliance with regulations related to Outsourcing and Third Party Management & Operational Resilience, entire governance of the supplier lifecycle including ownership of the governance and oversight of related.

London, England, United Kingdom

Relationship and contract management of a material outsourcer.

London, United Kingdom

• Represent the business as Outsourcing Oversight and Governance for the EMEA region inclusive of internal and external outsourcing
• Represent the business as EMEA Relationship Lead for vendor management and liaison to procurement
• Manage and provide leadership for Outsourcing matters across the business line globally, including leading service level agreement creation, review and completion
• Enhance senior management awareness and focus on true outsourcing risk and achievements
• Ensure business to be in compliance with program standards and regulatory guidance globally in relation to outsourcing
• Improve timeliness of business impact, decision making and dependency knowledge during an incident related to outsourced services

London, United Kingdom

• Prepare, review and enhance Business CoB Plans which include Impact Analysis, Disaster Recovery Strategies, Resource Requirements, Activation Criteria and Manual Workarounds
• Establish and control dependencies with internal departments, intra-organization and with external parties
• Manage annual testing of all applications and recovery locations relevant to the business, including branch recovery
• Review, challenge and enhance all major, active and critical Vendor CoB Plans as part of an annual review process
• Ensure communication to 100% of all business staff during call-tree testing
• Conducted peer reviews of CoB plans within the organization and audits other business CoB Plans

London, United Kingdom

• Business SME for Brokerage and Mutual Funds for a Technology Project involving migration from a legacy system to an enhanced banking platform including STP Order and Trade Processing and Automatic Payment processing.
• UAT execution and management of 1000+ Test Scripts across international locations
• Tracking and Timely Resolution of defects identified in the system
• Enrichment of data and conversion of customer information from the legacy system into the new banking platform
• Assisted in Data Cleansing activities and Parameter Creation, Review and Maintenance
• Identifying Risks and creating Mitigation Plans to ensure customer protection along-with meeting regulatory, legal and corporate requirements.

Chennai, India

To manage delivery of Fund Administration Services for a Major Financial Services Provider based in USA, for institutional clients (Mutual Funds) across the globe. Experience includes Expense Reporting, Accrual Analysis, Performance Reporting and Financial Statements and understanding of SEC requirements.

To perform and manage end-to-end investment operations for HNIs of a global US bank, in products like Securities, Mutual Funds and Structured Notes across 25+ stock exchanges and 10+ Mutual Fund Houses with an assurance of Best Execution, as per MiFID. Tax Reporting experience including 1099, 1042 and EUSD as per EU and HMRC guidelines.

Masters In Business Administration, Emba

Pgdm, Management

Activities and Societies: Marketing Competitions, Inter-College eventsStudent Co-ordinator for Senior Class of 2007

Cbse, Commerce