Kelvin Chan Email & Phone Number

Hong Kong Sar

Operations – Lead two team members to conduct daily PnL reconciliation, front-to-back trade/position/cash reconciliation, including reporting daily NAV of a China Fund, daily PnL of HK, US, CN, AU and Crypto proprietary trading desk.Risk Management – Monitor FX risks, margin usage and credit utilisation to help desk manage risks. Identify weakness on internal control, propose solution and implement enhancement to rectify.Compliance – Implemented a system to capture and report daily OTC trades, positions and daily valuation to comply with HKTR OTC reporting. Prepare submissions on Demand of Information on trades enquiry requested by SFC. Monitor self-trades, short position reporting to comply with ASIC and SFC requirement.Directed and implemented a de-excel data solution for daily PnL production for onshore China Brokers not covered by PB, resulting in a more scalable, efficient, and adaptable platform for daily PnL reconciliation.

AP Equity Derivatives Middle Office)Provide support to AP Derivatives Sales and Trading teams, particularly Delta-One Desk.Reconcile positions between Risk and Back Office systems. Investigate and resolve trade exceptionsPerform trade input of derivatives trades in proprietary systemsResolve with Operations and Technology any problems arising in Trade Capture, dealing with Operations in Hong Kong, London & NY, handling trade queriesTrade Settlement - liaison with Operations (particularly NY & London Derivatives operations) and Financial regarding trade queries, fails and problems.

Performed macro and equity analysis. Built and maintained valuation models. Convinced management to cut investment of a china coal leader & a global logistics company at 4Q 2007Conducted pre-due diligence on strategic acquisition targets, investigated background, quantified fair values and came up with recommendationsDeveloped models to calculate returns of portfolio and structural products. Automated manual calculation with VBA resulting in a reduction of 90% of time & enhancement of accuracyPerformed scenario & sensitivity analysis for hedging a portfolio of equity investment against strangle options and captured an attractive option premium of HK$13m.Assisted in reclassification of securities from trading to available-for-sale investments. Quantified P&L effect. Avoided hundreds of millions Hong Kong dollars of asset write-downs.Analyzed & recommended investment ideas from FX to equity-linked structural products.

Bba, Finance & Business Economics

Bba, Global Business