Kai Cheung Email & Phone Number

Austin, Texas, US

• Lead the global management of Company’s SOX compliance processes including Scoping, Planning, walkthrough, narrative/flowcharts update and plan & execute Company’s internal control testing in an efficient and effective.
• Partner with business/IT and utilize knowledge of financial processes, financial reporting risk, and internal controls to design, evaluate, and monitor the Company’s internal controls over financial reporting.
• Evaluate key risks in financial processes and propose changes in control design to address risks efficiently
• Monitor and advise process owners on action plans for remediation of deficient controls
• Advise key stakeholders (Business and IT) on process & control design during process and system changes including new business launch such as insurance, etc.
• Lead audit team in executing internal audit assignment as per approved internal audit plan by adopting risk –based approach, primary focus on finance and regulatory audit.

Austin, Texas, US

Oakland, California, US

Oakland, California, US

• Overall oversight of the Company's Sarbanes-Oxley compliance efforts
• Perform annual planning of the Company's Sarbanes-Oxley compliance efforts (e.g., processwalkthroughs, risk assessment, materiality, significant accounts disclosures, establish due dates,etc.)
• Maintain the Company's Internal Control Policies, Standards, and Procedures to ensureconsistent approach to documentation, testing and reporting
• Coordinate with the Business Process Owners in ensuring that documentation, testing,remediation and the appropriate controls associated with financial reporting are identified anddocumented in the process documentation.
• Coordinate with the External Auditors for the audit of the Company's internal controls overfinancial reporting.
• Assess and test Entity Level Controls.

Fremont, CA, US

New York, NY, US