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Kai L. Layton is listed as Regulatory Risk Management Analyst at Foresters Financial, a company with 1220 employees, based in Maplewood, New Jersey, United States. AeroLeads shows a work email signal at foresters.com and a matched LinkedIn profile for Kai L. Layton.
Kai L. Layton previously worked as Regulatory Risk Management, Legal Liaison at Foresters Financial and Senior Correspondence Associate at Foresters Financial. Kai L. Layton holds Bachelor Of Science - Bs, Business Management from Fairleigh Dickinson University.
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AeroLeads found 1 current-domain work email signal for Kai L. Layton. Compare company email patterns before reaching out.
With over 10+ years of experience in corporate finance and regulatory compliance, I am a highly motivated, adaptive and transformational leader, focused on relentlessly delivering results through process enhancement, regulatory compliance, and developing opportunities that further establishorganizational goals.By growing as a corporate finance professional, I would describe myself as optimistic, forward-thinking, and a result-oriented professional with an exceptional ability to manage multiple projects and tasks in high pressure and time-sensitive environments. I am a strategic and collaborative team player who is able to build trusting relationships with court officials, legal service professionals, and broker-dealers and inspire organizational commitment at all levels to achieve outstanding results. I have consistently been recognized for anticipating regulatory requirements and resolving complex issues across all transfer agent verticals.
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Edison, New Jersey, United States
- Interpret and apply FINRA, SEC and state regulations to business practices, evaluating risks and proposing alternative strategies- Oversee collection and analysis of data to detect deficient controls, inefficiencies, fraud or non-compliance with laws, regulations and management policies- Produce detailed, clear, concise narratives based upon extensive.
Edison, New Jersey, United States
- Conducted extensive research using internal tools and external tools, and reviewed legal documentation to resolve and assist customers in completing account transactions - Partnered with internal departments - Communications, Stakeholder Relations, Legislative Affairs and Issues Management – to ensure drafted correspondence is appropriate and in.
Ridgefield Park, New Jersey, United States
- Responsible for the processing, support and control of the institutional and prime brokerage client businesses units- Accelerated support operations and enhanced the client experience through the identification of process improvement initiatives - Translated data from multiple sources into useful information and business drivers utilized by the.
Other employees you can reach at foresters.com. View company contacts for 1220 employees →
Liliane Neron
Colleague at Foresters Financial
Toronto, Ontario, Canada, Canada
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Sidik Mahama
Colleague at Foresters Financial
Toronto, Ontario, Canada, Canada
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Gohar Grigoryan
Colleague at Foresters Financial
Canada, Canada
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Jennifer Daigle
Colleague at Foresters Financial
Toronto, Ontario, Canada, Canada
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Lupo Ortiz Mba
Colleague at Foresters Financial
Toronto, Ontario, Canada, Canada
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Roseann Anderson
Colleague at Foresters Financial
Ajax, Ontario, Canada, Canada
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Tara Flanagan
Colleague at Foresters Financial
Enniskillen, Northern Ireland, United Kingdom, United Kingdom
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Robert A. Johnson
Colleague at Foresters Financial
Barrie, Ontario, Canada, Canada
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JF
Jaylynn Fraser
Colleague at Foresters Financial
Toronto, Ontario, Canada, Canada
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DA
Dami Akinbobola
Colleague at Foresters Financial
London Area, United Kingdom, United Kingdom
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Silberman College of Business
Rothman Institution of Innovation & Entrepreneurship
Quick answers generated from the profile data available on this page.
Kai L. Layton works for Foresters Financial.
Kai L. Layton is listed as Regulatory Risk Management Analyst at Foresters Financial.
AeroLeads has found 1 work email signal at @foresters.com for Kai L. Layton at Foresters Financial.
Kai L. Layton is based in Maplewood, New Jersey, United States while working with Foresters Financial.
Kai L. Layton has worked for Foresters Financial and Mellon Investor Services.
Kai L. Layton's colleagues at Foresters Financial include Liliane Neron, Sidik Mahama, Gohar Grigoryan, Jennifer Daigle, and Lupo Ortiz Mba.
You can use AeroLeads to view verified contact signals for Kai L. Layton at Foresters Financial, including work email, phone, and LinkedIn data when available.
Kai L. Layton holds Bachelor Of Science - Bs, Business Management from Fairleigh Dickinson University.
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