Kai-Uwe Neweling
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Kai-Uwe Neweling Email & Phone Number

Senior Compliance Officer at Raiffeisen Switzerland | TOGAF® Certified Enterprise Architect | Certified Professional Scrum Product Owner & Scrum Master | Proven track record in CH Banking as project leader + COO office at Raiffeisen Switzerland
Location: Zurich, Zurich, Switzerland 14 work roles 6 schools
1 work email found @raiffeisen.ch LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

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Current company
Raiffeisen Switzerland
Role
Senior Compliance Officer at Raiffeisen Switzerland | TOGAF® Certified Enterprise Architect | Certified Professional Scrum Product Owner & Scrum Master | Proven track record in CH Banking as project leader + COO office
Location
Zurich, Zurich, Switzerland
Company size
2631 employees

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Quick answer

Kai-Uwe Neweling is listed as Senior Compliance Officer at Raiffeisen Switzerland | TOGAF® Certified Enterprise Architect | Certified Professional Scrum Product Owner & Scrum Master | Proven track record in CH Banking as project leader + COO office at Raiffeisen Switzerland, a company with 2631 employees, based in Zurich, Zurich, Switzerland. AeroLeads shows a work email signal at raiffeisen.ch and a matched LinkedIn profile for Kai-Uwe Neweling.

Kai-Uwe Neweling previously worked as Senior Compliance Officer at Raiffeisen Switzerland and Member of the Board of Trustees, Chairman of the Finance Commission at Dr. Paul Bohny-In Albon Stiftung. Kai-Uwe Neweling holds Professional Certificate, Projektmanagement, A from University Of California Irvine.

Company email context

Email format at Raiffeisen Switzerland

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{first_initial}{last}@raiffeisen.ch
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About Kai-Uwe Neweling

Professional experience:Banking/Institutional asset management (12 years) | Business transformation (7 years) | COO office & leading change-the-bank projects (7 years)What I am doing today:As a Senior Compliance Officer at Raiffeisen Switzerland (the 3rd biggest banking group in Switzerland) I shape and refine structures and processes + related controls in the fields of Investment Compliance and Investment Suitability (addressing requirements deriving from FIDLEG, MIFID-2)Track record:Implementing strategy into target operating models- Repeatedly supported COOs in the built-up of corporate structures: (1) a new CH asset management firm of 12 billion CHF AuM and 90 employees (with domestic business and subsidiaries in EU); (2) a new division (institutional asset management) in an existing CH private bank- Repeatedly assumed responsibility in key business transformation projects: (1) Drove the post-merger integration of three formerly independent institutional asset managers on a new platform; (2) Responsible for the definition of the business processes (front-to-back) as part of the application for a FINMA license for a CH institutional asset manager- Experienced with the enhancement and the modification of existing structures in institutional asset management: (1) Responsible for the outsourcing of selected key processes to group internal and external service providers; (2) Responsible for the ISAE-3402 certification of the business/services; (3) Drove the digitalization of the institutional client onboarding process Translating regulatory topics into business and implementation at scale- Repeatedly drove the successful implementation of new regulation (CH + cross border) in significant CH asset management firms: (1) Responsible for the built-up of a revised divisional first-line-of-defense setup (business risk & operational risk) addressing recent regulatory updates regarding corporate governance; (2) Responsible for business continuity management (BCM) in two organizations; (3) Responsible for the separation of research procurement and trading (unbundling) addressing MIFID-2 regulationWorking environments and styles:- Board/C-Level exposure (7+ years)- Navigated successfully in different corporate cultures (from traditional CH private banks/asset managers to the third largest CH banking group)- Worked with organizations of different sizes (from big corporates to start-ups)- Experience ranges from green field projects to the enhancement of existing structures

Listed skills include Asset Management, Project Management, Assetmanagement, Business Analysis, and 45 others.

Current workplace

Kai-Uwe Neweling's current company

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Raiffeisen Switzerland
Raiffeisen Switzerland
Senior Compliance Officer at Raiffeisen Switzerland | TOGAF® Certified Enterprise Architect | Certified Professional Scrum Product Owner & Scrum Master | Proven track record in CH Banking as project leader + COO office
st. gallen, saint gallen, switzerland
Website
raiffeisen.ch
Employees
2631
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14 roles

Kai-Uwe Neweling work experience

A career timeline built from the work history available for this profile.

Member Of The Board Of Trustees, Chairman Of The Finance Commission

Current
Dr. Paul Bohny-In Albon Stiftung

Basel, Basel-Town, Switzerland

- Re-organized the financial assets (introduced new investment regulations)- Re-tendered (and awarded) the custodian bank function and halved costs for asset management

Jan 2015 - Present

Member Of The Patronage Committee

Sozialwerke Pfarrer Sieber

Zurich, Switzerland

  • Commitment to the marginalized, addicts and the weakest members of society in the city of Zurich.
  • Advising the management bodies on organizational & structural issues
  • Ambassador for the foundation
Jun 2019 - Jun 2023

Management Consultant | Senior Business Architect

Pvl Partners

Zurich, Switzerland

- Drove business transformation projects for clients in financial services- Co-Lead of the strategic development of management consulting for banking and asset management- Responsible for the legal, compliance and risk function of the firm, directly reporting to executive management

Sep 2019 - Aug 2020

Management Consultant | Advisory Financial Services

Grant Thornton Schweiz/Liechtenstein

Zurich, Switzerland

Lead of the strategic development of management consulting for asset managers and wealth managers | Lead of the strategic development of consulting fields with relevance for asset managers and wealth managers (e.g. FIDLEG/FINIG) | Lead of client mandates with asset managers and other financial services institutions in Switzerland, Liechtenstein and.

Oct 2018 - May 2019

Senior Coo Staff Member | Process Manager | Vontobel Asset Management

Vontobel

Zurich, Switzerland

Digitization of the client onboarding process (Co-Project leader, 25 FTE internal/external) | Development of a business risk framework with initial risk assessments and review of key controls/ICS (Project leader, 10 FTE internal) | Integration of the business of an acquired company into the own corporate structures (Stream leader for business analysis, 50.

Sep 2016 - Sep 2018

Deputy Head Coo-Office | Vescore

Vontobel

Zurich, Switzerland

Build-Up of a new Swiss asset management company (including integration of three predecessor companies into the new structure) (license granted by FINMA at the first attempt) (Stream leader for business processes and target operating model, 40 FTE internal) | Development of a new corporate platform for running the core business (definition and built-up of.

Jul 2015 - Dec 2016

Coo Staff Member | Notenstein Private Bank

Vontobel

Zurich, Switzerland

Build-Up of a new business segment in an existing company (Stream leader for target operating model and integration, 30 FTE internal) | Introduction of a new IT core application (front-to-back) including requirement engineering, tender, evaluation, selection (Co-Project leader, 25 FTE internal/external)

Oct 2013 - Jun 2015

Client Relationship Manager

Bank J. Safra Sarasin Ltd

Zurich, Switzerland

Institutional Clients Switzerland (Zurich), Assistant Vice President

Jun 2012 - Sep 2013

Junior Portfolio Manager

Bank J. Safra Sarasin Ltd

Basel, Basel-Town, Switzerland

Asset management equities (Sustainability), mutual funds and mandates of institutional clients, Assistant Vice President

Aug 2008 - May 2012

Member Of The Executive Council, Head Of Finance (Cfo Function)

Roman Catholic Church Of The Canton Basel-Stadt

Basel, Basel-Town, Switzerland

Collegial governance of the corporation under public law

Jun 2009 - Jun 2010

Internship Client Services Asset Management

Bank J. Safra Sarasin Ltd

Basel, Basel-Town, Switzerland

Support Client Services Asset Management

Aug 2007 - Oct 2007

Internship Asset Management Equities

Bank J. Safra Sarasin Ltd

Basel, Basel-Town, Switzerland

Support Asset Management Equities

Aug 2006 - Oct 2006

Internship Sustainability Research

Bank J. Safra Sarasin Ltd

Basel, Basel-Town, Switzerland

Support Sustainability Research

Aug 2005 - Sep 2005
Team & coworkers

Colleagues at Raiffeisen Switzerland

Other employees you can reach at raiffeisen.ch. View company contacts for 2631 employees →

FG Flora Gashi Flora Gashi Colleague at Raiffeisen Switzerland Schlieren, Zurich, Switzerland, Switzerland View → US Ulf Schocker Ulf Schocker Colleague at Raiffeisen Switzerland Winterthur, Zurich, Switzerland, Switzerland View → JW Jan Weibel Jan Weibel Colleague at Raiffeisen Switzerland Seltisberg, Basel-Country, Switzerland, Switzerland View → CL Christian Losert Christian Losert Colleague at Raiffeisen Switzerland Sankt Gallen, St Gallen, Switzerland, Switzerland View → PD Pavle Djokic Pavle Djokic Colleague at Raiffeisen Switzerland Herisau, Appenzell Outer-Rhoden, Switzerland, Switzerland View → EC Erno Cortesi Erno Cortesi Colleague at Raiffeisen Switzerland Graubünden, Switzerland, Switzerland View → VG Viktor Gegeckas Viktor Gegeckas Colleague at Raiffeisen Switzerland Zürich Metropolitan Area, Switzerland View → BB Best Bucher Best Bucher Colleague at Raiffeisen Switzerland Bern, Berne, Switzerland, Switzerland View → AH Anne Hügli Anne Hügli Colleague at Raiffeisen Switzerland Aarberg, Berne, Switzerland, Switzerland View → FV Fabio Venzin Fabio Venzin Colleague at Raiffeisen Switzerland Graubünden, Switzerland, Switzerland View →
6 education records

Kai-Uwe Neweling education

Professional Certificate, Projektmanagement, A

University Of California Irvine

Four graded courses with overall 120 hours of evaluated learning: Project Launch, Project Planning, Project Execution and Project.

Bachelor Of Arts (Ba), International Business, Bachelor Of Arts (Ba) International Business

Paderborn University

Master Of Arts - Ma, Philosophy And Religious Studies, Diplom-Theologe (Master Equivalent)

Theologische Fakultät Paderborn

Die Theologische Fakultät Paderborn ist die älteste Hochschule Westfalens und wurde am 10. September 1614 gegründet. Heute ist sie eine.

General University Entrance Qualification (Abitur), Gymnasium

Helene-Lange-Gymnasium
FAQ

Frequently asked questions about Kai-Uwe Neweling

Quick answers generated from the profile data available on this page.

What company does Kai-Uwe Neweling work for?

Kai-Uwe Neweling works for Raiffeisen Switzerland.

What is Kai-Uwe Neweling's role at Raiffeisen Switzerland?

Kai-Uwe Neweling is listed as Senior Compliance Officer at Raiffeisen Switzerland | TOGAF® Certified Enterprise Architect | Certified Professional Scrum Product Owner & Scrum Master | Proven track record in CH Banking as project leader + COO office at Raiffeisen Switzerland.

What is Kai-Uwe Neweling's email address?

AeroLeads has found 1 work email signal at @raiffeisen.ch for Kai-Uwe Neweling at Raiffeisen Switzerland.

Where is Kai-Uwe Neweling based?

Kai-Uwe Neweling is based in Zurich, Zurich, Switzerland while working with Raiffeisen Switzerland.

What companies has Kai-Uwe Neweling worked for?

Kai-Uwe Neweling has worked for Raiffeisen Switzerland, Dr. Paul Bohny-In Albon Stiftung, Sozialwerke Pfarrer Sieber, Pvl Partners, and Grant Thornton Schweiz/Liechtenstein.

Who are Kai-Uwe Neweling's colleagues at Raiffeisen Switzerland?

Kai-Uwe Neweling's colleagues at Raiffeisen Switzerland include Flora Gashi, Ulf Schocker, Jan Weibel, Christian Losert, and Pavle Djokic.

How can I contact Kai-Uwe Neweling?

You can use AeroLeads to view verified contact signals for Kai-Uwe Neweling at Raiffeisen Switzerland, including work email, phone, and LinkedIn data when available.

What schools did Kai-Uwe Neweling attend?

Kai-Uwe Neweling holds Professional Certificate, Projektmanagement, A from University Of California Irvine.

What skills is Kai-Uwe Neweling known for?

Kai-Uwe Neweling is listed with skills including Asset Management, Project Management, Assetmanagement, Business Analysis, Projektmanagement, Prozessmanagement, Business Process Design, and Business Process Improvement.

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