Kaiyang(Karry) Guo Email and Phone Number

•Developed the contract specifications of 2-year treasury bond futures and facilitated its listing process.•Conducted the functional assessment of 5-year and 10-year treasury bond futures and modified trading and clearing rules to better serve the market participants.•Tracked and analyzed daily market risk and investors structure of Chinese treasury bond futures market.

• Proposed policies and rules regarding all regulatory respects over 149 Chinese domestic Futures Commission Merchant (FCMs) and monitored Chinese futures market daily operation.• Conducted overall supervision of Chinese FCMs’ operation and performed all futures products’ functional assessment.• Analysed market risk of Chinese futures market and put forth relevant risk indicators to evaluate and monitor market operation.

• Proposed and drafted strategical international development and promotion plans for CFFEX.• Researched and facilitated cross-border cooperation with overseas exchange, such as cross-listing, order routing and equity investment to expand international business for CFFEX.• Tracked and updated the latest global financial derivatives news and trends to enhance the competitiveness and flexibility of CFFEX.• Familiarized with the whole process of new financial futures product development and the specific demand and situation of Chinese futures market participants.

• Researched various listed securities companies’ annual reports to analyze the allocation of the revenue in different business segments and conclude the trends and prospects in security industry.• Familiarized with funds performance evaluation and selection process in asset management devision.• Assisted vice president making next year’s business plan and expanding its own asset management business.

• Performed legal and tax compliance by tracking and researching issues surrounding 501(c)(4) organizations to maintain recognition of tax-exempt status.• Created and reconciled expenditure and lease requests on a daily basis to make the cash outflow more efficiently.• Updated spreadsheets including crucial documents such as semi-monthly payroll and its 401k benefits contribution after the completion of the organization’s annual audit.• Researched different types of investment account options and the best practices in employee expense reporting to assist CFO establishing a new sweep account and streamlining the company credit card usage procedure.