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Kamal Thakar Email & Phone Number

| Principal Analyst | Compliance and Regulatory | Advance Analytics | User Acceptance / QA Lead | Product Management | at FINRA CAT
Location: New York, United States 6 work roles 2 schools
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Role
| Principal Analyst | Compliance and Regulatory | Advance Analytics | User Acceptance / QA Lead | Product Management |
Location
New York, United States

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Kamal Thakar is listed as | Principal Analyst | Compliance and Regulatory | Advance Analytics | User Acceptance / QA Lead | Product Management | at FINRA CAT, based in New York, United States. AeroLeads shows a matched LinkedIn profile for Kamal Thakar.

Kamal Thakar previously worked as Principal Analyst at Finra Cat and Sr. Business Analyst - Consultant at Rbc Capital Markets. Kamal Thakar holds Bachelor Of Engineering - Be, Microprocess Applications from Government Engineering College, Modasa.

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FINRA CAT

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About Kamal Thakar

I am passionate about ensuring Product Quality for the best end-users / client's experiences. My diverse industry experience helped me to put customer expectations first, working in collaboration with various teams. I have traveled to London, Frankfurt, and Hong-Kong several times to ensure that Product Quality exceeds client expectations. I am a people's person and love to collaborate with different teams distributed globally. I led teams by example, motivate employees, and building strong relationships to achieve common goals. My focus is on ensuring Product Quality, Product Manager, Client Account Manager, Implementation Manager. I am always learning new skills, Automation tools, and technology to further expand my skillset and potential. Specialties: • Front, Middle, and back-office E2E testing for cross-asset Global Equities, Derivative, Fixed income, SWAPs, Convertible bonds, Risk Management Trading Platforms.• Compliance and Regulatory Rules and Regulations for NAM, EU, and APAC. - OATS/CAT (Consolidated Audit Trail) migration - Regulation NMS (National Market System), Regulation SHO, - TRF (Trade Reporting Facility) / ORF (Over-the-Counter Reporting Facility) - MiFID II, BREXIT - Legal Entity Identifier, System Internalizer changes• Client workflow integration and Certifications with 40+ major NAM, EU, and APAC Trading exchanges, include. - NYSE, ARCA, ICE, BATS, NASDAQ, CME, CBOE, USFE, Direct Edge, OTC BB, PinkSheets, TSX - BOVESPA, Buenos Aires Stock Exchange, BMV - LSE, EURONEXT - Paris, Brussels, Amesterdam, TradeEcho- APA, Deutsche-Borse APA - Deutsche Borse- Xetra, Frankfurt, Berlin, Borsen AG (Hamburg, Hannover), Düsseldorf, Munich, Stuttgart, Bolsas y Mercados Espanoles (BME) - (Madrid, Barcelona, Bilbao, Valencia), Borsa Italiana - The Swiss Exchange (SIX), On book, off book Trade reporting - Hong-Kong Stock Exchange (HKEx), China Connect (Shanghai, Shenzhen), Phillipines Stock Exchange (PSE), Singapore Stock Exchange (SGX), Bursa Malayasia (MYS),

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FINRA CAT
Finra Cat
| Principal Analyst | Compliance and Regulatory | Advance Analytics | User Acceptance / QA Lead | Product Management |
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6 roles · 28 years

Kamal Thakar work experience

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Principal Analyst

Current

Rockville, Maryland, Us

FINRA CAT Compliance and Surveillance

Feb 2021 - Present

Sr. Business Analyst - Consultant

Toronto, Ontario, Ca

• OATS / CAT (Consolidated Audit Trail) project.• Liaison with third party OMS/EMS service providers. • Industry-wide testing

2019 - 2020 ~1 yr

Enterprise Products

New York, Ny, Us

Enterprise solutions - Buy-side and Sell-side Products and Services offering, Global Equities, Derivatives, Fixed Income, Sales and Trading Platforms, Risk Management Systems, Orders and Executions Management Systems (OMS / EMS) includes, • Algorithmic Trading Platform • Compliance and Regulatory implementations in NAM, EU and APAC regions OATS / CAT (Consolidated Audit Trail) ORF / TRF (Trade Reporting) Regulation NMS Regulation SHO EU / UK Trade Reporting LSE APA- TradeEcho, Deutsche-Borse APA EU- MiFID II BREXIT Investor ID • Clients workflows coverage for major NAM, EU, and APAC 40+ major trading exchanges worldwide. - NYSE, ARCA, ICE, NASDAQ, BATS, CBOE, CME, Direct Edge, OTC BB, PinkSheets, TSX BOVESPA, Buenos Aires Stock Exchange, BMV - EURONEXT - Paris, Brussels, Amesterdam, LSE TradeEcho- APA, Deutsche-Borse APA - Deutsche Borse- Xetra, Frankfurt, Berlin, Borsen AG (Hamburg, Hannover), Düsseldorf, Munich, Stuttgart, - The Swiss Exchange (SIX), On book, off book Trade reporting - Bolsas y Mercados Espanoles (BME) - (Madrid, Barcelona, Bilbao, Valencia), Borsa Italiana - Hong-Kong Stock Exchange (HKEx), - China Connect (Shanghai, Shenzhen), - Phillipines Stock Exchange (PSE), - Singapore Stock Exchange (SGX), - Bursa Malayasia (MYS),

2014 - 2019 ~5 yrs

Assitant Vice President

New York, New York, Us

• Led and Managed UAT Team for multi-asset Sales and Trading Platforms, Risk Management Systems, Algorithmic trading platform used in NAM, EMEA, and APAC markets. • Regulatory and Compliance related projects to comply with various regulatory FINRA / SEC rules such as NASDAQ symbology, RegNMS, RegSho 201, Trading halts, OATS reports remediation, Trace reporting, Trade management, and system controls.• Complete Order / Trade life cycle management (front office-back office) for all global Equities, Algorithmic Trading, Derivative Risk and Position Management, Fix Income applications.• Developing system Test plan, scripts, Test cases optimization, Manual and automated test scripts for Business-critical product releases following SDLC. • Automate QA processes that reduce release delivery timelines, optimized test case execution.

2005 - 2014 ~9 yrs

Test Engineer

Dallas, Tx, Us

• QA Team Lead in developing and integrating systems for sales order management systems, CRM following structured Waterfall, CMMI SDLC methodologies. • Key contribution in firm-wide Quality Improvement Processes and Integrated into One Platform initiative.• Tested complete end-to-end system/service releases feature interactions, customer configurations.• Performed Inter System Testing (IST/JST) and Interface PairWise Test (IPWT) for customer-centric platforms interfacing external business clients/systems.

2000 - 2005 ~5 yrs

Sr. Qa Analyst- Consultant

Ibm

Armonk, New York, Ny, Us

• Verified user requirements and design specifications confirming test plan. • Executed software validation test plan, providing customized solutions for leading financial firms. • Documented test cases, software defects, and test results using Automated Testing tools.

1999 - 2000 ~1 yr
2 education records

Kamal Thakar education

Bachelor Of Engineering - Be, Microprocess Applications

Government Engineering College, Modasa

Bachelor Of Engineering - Be, Electrical And Electronics Engineering

Hemchandracharya North Gujarat University
FAQ

Frequently asked questions about Kamal Thakar

Quick answers generated from the profile data available on this page.

What company does Kamal Thakar work for?

Kamal Thakar works for FINRA CAT.

What is Kamal Thakar's role at FINRA CAT?

Kamal Thakar is listed as | Principal Analyst | Compliance and Regulatory | Advance Analytics | User Acceptance / QA Lead | Product Management | at FINRA CAT.

Where is Kamal Thakar based?

Kamal Thakar is based in New York, United States while working with FINRA CAT.

What companies has Kamal Thakar worked for?

Kamal Thakar has worked for Finra Cat, Rbc Capital Markets, Bloomberg Lp, Citi, and At&T.

How can I contact Kamal Thakar?

You can use AeroLeads to view verified contact signals for Kamal Thakar at FINRA CAT, including work email, phone, and LinkedIn data when available.

What schools did Kamal Thakar attend?

Kamal Thakar holds Bachelor Of Engineering - Be, Microprocess Applications from Government Engineering College, Modasa.

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