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Kamlesh Chand is listed as Surveillance Analyst at ASIC at ASIC, a company with 1763 employees, based in Greater Sydney Area, Australia, Australia. AeroLeads shows a matched LinkedIn profile for Kamlesh Chand.
Kamlesh Chand previously worked as Surveillance Analyst at Asic and Analyst - Participant Enquiries Team at Asic. Kamlesh Chand holds B.Sc, Computer Science from University Of Sydney.
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Experienced in monitoring and surveillance, regulatory obligations for Market Participants and Listed Enties, Compliance arrangements, Supervisory policies and procedures, AOP systems
Listed skills include Equities, Options, Foreign Exchange, Risk Management, and 13 others.
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A career timeline built from the work history available for this profile.
Sydney, New South Wales, Australia
Working with the Real Time Surveillance Team to detect instances of insider trading, manipulation or other breaches of Corporations Act and Market Integrity Rules;Conduct enquiries with brokers, listed companies and AFSL holders, Write referral papers, and present matters for further action.
Sydney, Australia
Conduct investigations into potential breaches of ASIC Market Integrity Rules in equities and derivatives markets, prepare Statements of Reasons for MDP.Familiar with AOP systems, regulatory data, filters post-trade alerts, client instructions, manipulative trading, insider trading, crossing systems, best execution, pre-negotiated business, monitoring.
Sydney
Lead a team of four surveillance analysts using SMARTS to monitor trading in listed stocks for compliance with continuous disclosure obligations and for any unusual trading,Dealt with all escalations trained new analysts Developed policies and procedures.assisted with development of new alerts and testing of upgrades to monitoring system.Exposed to variety.
Sydney
Conduct trade monitoring, post trade analysis and investigations, compliance by brokers, client advisers, principal traders, investors, market makers and research providers.Familiar with financial markets regulations (ASIC Market Integrity Rules, ASX Market Rules, ASX Operating Rules, ASX Listings Rules, and Corporations Act), In-depth knowledge of market.
Sydney
Real time time surveillance team - monitoring of trading using the SMARTS system to detect unusual trading involving insider trading, market manipulation or other breaches.
Execute trades on SEATS and CLICK,Advise clients in equities and options trading,Financial planning evaluation and recommendation of strategies, writing statements of advice,Client newsletter based on technical analysis and assist with research ideas.
Perth
Private Client adviser - Resource and Technology stocks,
Sydney, New South Wales, Australia
Start up and manage export business with AQIS registered export facilities, exporting food products to S E Asia
Sydney, New South Wales, Australia
Floor Trader on SFE gold, currencies and interest rates markets, deal in wholesale foreign exchange with importers and exporters, deal in bullion arbitrage.
Other employees you can reach at asic.gov.au. View company contacts for 1763 employees →
Marlin Pillay
Colleague at AsicGreater Sydney Area, Australia
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Stephanie Zahra
Colleague at AsicGreater Melbourne Area, Australia
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Malcolm Wood
Colleague at AsicGreater Sydney Area, Australia
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Vanessa Macris
Colleague at AsicGreater Sydney Area, Australia
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Glen Hanson
Colleague at AsicMelbourne, Victoria, Australia, Australia
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KM
Kristen M.
Colleague at AsicMelbourne, Victoria, Australia, Australia
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Nicky Amorosa
Colleague at AsicGreater Melbourne Area, Australia
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PC
Peter Cuzner
Colleague at AsicCanberra, Australian Capital Territory, Australia, Australia
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IC
Isaac C
Colleague at AsicPerth, Western Australia, Australia, Australia
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DZ
Dovile Zduoba
Colleague at AsicGreater Sydney Area, Australia
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Quick answers generated from the profile data available on this page.
Kamlesh Chand works for ASIC.
Kamlesh Chand is listed as Surveillance Analyst at ASIC at ASIC.
Kamlesh Chand is based in Greater Sydney Area, Australia, Australia while working with ASIC.
Kamlesh Chand has worked for Asic, Asx, D J Carmichael, State One Stockbroking, and Interon Pty Ltd.
Kamlesh Chand's colleagues at ASIC include Marlin Pillay, Stephanie Zahra, Malcolm Wood, Vanessa Macris, and Glen Hanson.
You can use AeroLeads to view verified contact signals for Kamlesh Chand at ASIC, including work email, phone, and LinkedIn data when available.
Kamlesh Chand holds B.Sc, Computer Science from University Of Sydney.
Kamlesh Chand is listed with skills including Equities, Options, Foreign Exchange, Risk Management, Banking, Investment Banking, Financial Markets, and Technical Analysis.
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