Kevin Ashburn, Crcm Email & Phone Number

Washington, Dc, Us

Atlanta, Ga, Us

Responsible for:• Creating and building out the Risk and Regulatory Compliance consulting practice to offer clients expertise in current state assessments of their Compliance Management Program (CMP), Risk and Compliance Self Assessments (RCSA), and risk and controls mapping.• Partnering with Business Development colleagues to identify and generate outreach campaigns for new engagements with existing clients and also to create new engagement opportunities with potential clients.• Leading client engagements where the efforts focused on risk assessments; identifying, documenting, and testing controls to mitigate the risks; MRA and/or Consent Order remediation to satisfy the requirements issued by the regulatory agencies.

Silver Spring, Maryland, Us

Responsible for:• Managing a team of Risk Managers performing initial RCSA activities for Procurement and Vendor Management (PVM), which includes creating process flows, identifying risks, and mitigating controls within each process, assessing impact and likelihood of risk occurrence, and an inherent risk score.• Creating and/or updating key documentation for PVM as part of a larger enterprise-wide strategy of implementing new processes to enhance a large credit union's Third Party Risk Management (TPRM) Program.• Meeting with various first line of defense stakeholders from BUs, along with second line of defense stakeholders such as Compliance, ERM, and Information Security to ensure documentation such as the Third-Party Management Playbook succinctly and accurately captures responsibilities and activities for post-contract monitoring and contract close-out actions.

New York, Ny, Us

Assist financial services clients (traditional and non-bank) with assessing enterprise-wide compliance solutions, including compliance risk management programs as well as targeted regulations and requirements, such as: Fair Lending, Community Reinvestment Act, Home Mortgage Disclosure Act, Unfair Deceptive or Abusive Acts or Practices (UDAAP), Fair Credit Reporting Act (FCRA) and many other federal financial consumer laws.

Washington, Dc, Us

• Leads work streams, projects, and exams aligning and managing activities with objectives and deadlines and communicating effectively as needed to ensure a shared understanding. • Efficiently manages own time and priorities, distinguishing between routine and critical tasks and completing them with appropriate urgency. • Defines the scope of complex, high-risk, or technically challenging projects or tasks, creating plans that reflect full consideration of contingencies, risks, and alternative courses of action. • Recognizes interdependent projects or tasks occurring across the Bureau (or other entities) and integrates efforts as needed, including being a leader in the Consumer Reporting Agency Supervision team.• Recognizes potential obstacles or when guidance or resources are needed and seeks assistance.

Washington, Dc, Us

Responsible for:• Leading teams to conduct complex regulatory compliance examinations at financial institutions• Develop, present and discuss examination findings to senior and executive management at financial institutions• Evaluate adequacy of Board and management oversight of the compliance program• Evaluate adequacy of the regulated entity’s compliance program, including policies, procedures, controls, staff expertise, and training• Participate in development of new or revised legal or regulatory proposals or CFPB policies and procedures

Jacksonville, Fl, Us

Managed a team of compliance analysts to ensure EverBank complies with regulatory compliance issues as follows:• Created corporate compliance policies and procedures where needed and communicate the information to business units to ensure they are aware of the requirements that impact their processes and technology.• Managed regulatory audits performed by Fannie Mae, Freddie Mac, FHA, VA, and OCC. This included gathering and providing requested documents requested prior to the audit and also follow-up documentation and responses to audit reports.• Responsible for vetting and selecting a third-party vendor to provide online compliance training courses to be used enterprise-wide. Also oversaw customization of courses where the materials did not meet the needs of the business units.• Worked with the Director of Information Security and the Privacy Officer to ensure policies and procedures were compliant with the requirements set forth in the Gramm-Leach-Bliley Privacy Act as well as the various state privacy statutes.• Managed enterprise-wide consumer complaint process and reporting to senior management.

Atlanta, Ga, Us

Managed relationships with 125 member banks in Georgia and Florida to ensure all outstanding loans were properly collateralized as required by FHLBank policies. Oversaw a team of four people and managed collateral verification reviews to ensure compliance of loans being reported as eligible collateral. Coordinated on bank failures with the FDIC so that FHLBank’s first lien position on real estate loans was not jeopardized. Prevented FHLBank Atlanta from suffering any loss on a member bank’s failure. Lead multiple collateral training workshops per year throughout the southeast.

Atlanta, Ga, Us

Managed the compliance function for the Mortgage Purchase Program, the Mortgage Partnership Finance Program, and the Global Mortgage Alliance Program. Ensuring member banks' compliance with the mortgage program policies and procedures along with applicable real estate lending laws. Oversaw and coordinated the risk management policies, compliance and reporting of all mortgage program activities.

• Developed the Corporate Security Policy and multiple supporting policies and procedures based on the ISO 17799 standard. • Audited various departments for compliance with regulatory and investor requirements and prepared audit reports to executive management.• Responsible for reviewing corporate marketing materials for compliance with various regulatory requirements, including the Gramm-Leach-Bliley Privacy Act, CAN SPAM Act, RESPA, Reg. Z, and the Fair Housing Act.• Represented the Legal and Compliance Departments on the SOX Audit and Steering Committee.• Worked with Office of General Counsel to obtain proper licensing and submit appropriate documentation with multiple state and federal agencies when taking company from privately-held to a publicly-traded company.

Us

• Monitored all federal and investor regulations that would affect the mortgage industry from a compliance perspective in a software development environment.• Audited and managed all procedures and documentation to remain compliant with ISO 9001 standards.• Managed a staff of five technical writers to ensure that all Impact Statements, Release Notes, and End-User Documentation were created correctly and in a timely manner.• Led software implementations for new clients along with software upgrades for existing clients.

• Designed and implemented a risk-based compliance-monitoring program to ensure proper controls were in place within the consumer and mortgage lending divisions. • Performed detailed sampling and testing to provide information to senior management on compliance violations and any trends that developed. Also responsible to see that actions were taken to correct any regulatory violations and that processes were corrected to prevent recurring violations.• Researched and responded to customer inquiries made through the Federal Reserve, the Office of the Comptroller of the Currency, and the Office of Thrift Supervision.

Education record

Mba, Business Administration

Bs, Marketing