Kate is Risk and Compliance specialist currently working in financial technology. Kate provides consumer, financial services, technology and privacy advice, as well as creating fit for purpose Risk and Compliance frameworks.Specialties include:Risk and ComplianceAML/CFTFinancial ServicesDigital/Technology/E-Commerce LawPrivacy/Data ProtectionConsumer/Marketing LawIntellectual PropertyMedia LawGaming LawProduct LiabilityCommercial LitigationProfessional NegligenceBrand and Reputation Management
Sustainable Lifestyle Fund Management
View- Website:
- sustainablelifestyle.fund
- Employees:
- 3
-
DirectorSustainable Lifestyle Fund ManagementNew Zealand -
Head Of Investments - Risk And ComplianceNz Fintech Fund Feb 2024 - PresentAuckland, New ZealandCurrently raising capital and open to talking to NZ Fintechs looking for connections and capital. -
Head Of Investments, Risk And CompliancePoint16 Feb 2024 - PresentAuckland, New Zealand -
Senior Legal, Risk And Compliance Manager (Aml Compliance Officer And Privacy Officer)Red Bird Apr 2021 - Feb 2024Auckland, New ZealandRed Bird is Westpac New Zealand's venture capital subsidiary investing in fintechs with a strategic alignment to Westpac.- AML Compliance Officer: Establishing, maintaining and running the Red Bird AML Compliance Programme- Privacy Officer: Providing privacy advice, including privacy impact assessments, incident management and leading regulator interactions.- Legal: Providing consumer, financial services, technology and privacy legal advice- Risk Lead: Establishing… Show more Red Bird is Westpac New Zealand's venture capital subsidiary investing in fintechs with a strategic alignment to Westpac.- AML Compliance Officer: Establishing, maintaining and running the Red Bird AML Compliance Programme- Privacy Officer: Providing privacy advice, including privacy impact assessments, incident management and leading regulator interactions.- Legal: Providing consumer, financial services, technology and privacy legal advice- Risk Lead: Establishing Risk and Compliance Frameworks and supporting policies, processes and controls. First Line Operational Risk and Compliance services. Show less
-
Senior Compliance OfficerWestpac New Zealand Limited Nov 2018 - Apr 2021Senior Compliance Officer specialising in privacy/data protection, consumer and agile compliance.- Compliance Projects: Compliance lead on the General Data Protection Regulation Project and Privacy Bill Project. - Agile: Compliance lead on the establishment of the Westpac Way of Working.- New Product Development and Innovation: compliance implications in the development of new products, including digital products and services, the use of third party data processing suppliers… Show more Senior Compliance Officer specialising in privacy/data protection, consumer and agile compliance.- Compliance Projects: Compliance lead on the General Data Protection Regulation Project and Privacy Bill Project. - Agile: Compliance lead on the establishment of the Westpac Way of Working.- New Product Development and Innovation: compliance implications in the development of new products, including digital products and services, the use of third party data processing suppliers (including cloud) and Open Banking APIs.- Privacy: Development of Privacy Compliance Framework, incident management and regulator Interactions Show less -
Legal CounselWestpac New Zealand Limited Jun 2014 - Nov 2018Senior Legal Counsel in the Consumer, Business and Wealth legal team at Westpac specialising in consumer/marketing law, digital/technology law, privacy and intellectual property. Key legal advisor to the Marketing, Products, Digital, Communications, and Community and Brand Awareness related business units, including advising on:• New Product Development and Innovation: including new credit and deposit products as well as digital products and mobile apps – advising on legal risks and… Show more Senior Legal Counsel in the Consumer, Business and Wealth legal team at Westpac specialising in consumer/marketing law, digital/technology law, privacy and intellectual property. Key legal advisor to the Marketing, Products, Digital, Communications, and Community and Brand Awareness related business units, including advising on:• New Product Development and Innovation: including new credit and deposit products as well as digital products and mobile apps – advising on legal risks and options, drafting terms and conditions, privacy policies, mobile and website terms of use, and managing trade mark applications;• Marketing and Brand Review: marketing campaigns, brand awareness and other marketing-related initiatives;• Privacy: privacy related issues, including data sharing agreements/arrangements and data protection issues;• Technology: technology related and online compliance issues;• PR and Media: public relations issues and media statements;• Contracts: sponsorship, end user and trade mark licensing agreements.In addition to BAU:- Compliance Projects: Legal lead on large compliance project – first project at Westpac to use the agile delivery model for a complex regulatory program of work;- Process Improvement: Leading process improvement initiatives within the legal team as well as a key advisor on process improvement initiatives in related business units. Show less -
SolicitorAddisons Oct 2013 - Jun 2014Solicitor specialising in Media, Marketing and Gaming Law.Broad litigation and commercial practice including media, intellectual property, defamation, contract and employment law cases for corporate clients. Also non- contentious work including pre-vetting content for various media clients, advising on privacy law, and advising on regulatory issues affecting gambling operator clients. -
Co-SkipperSv Toodles Jan 2012 - Sep 2013In 2012, bought a Beneteau Cyclades 50 "Toodles" in the British Virgin Islands and sailed with my husband from the Caribbean, through the Panama Canal, and across the Pacific Ocean.
-
SolicitorSimpson Grierson Feb 2009 - Nov 2011Solicitor in the commercial litigation team specialising in media and communication, reputation management, intellectual property and sales and marketing issues.Specialties:Media LawIntellectual Property LawProduct LiabilityProfessional NegligenceReputation ManagementBroadcasting Standards Authority ComplaintsReal Estate Agents Disciplinary Tribunal Litigation
Kate Eaglen Education Details
-
University Of AucklandMedia Law -
Marketing, International Business -
The Royal New Zealand CoastguardBoatmaster, Mroc, Advanced Survival At Sea, First Aid -
Grc InstituteGraduate Certificate In Compliance And Risk Management
Frequently Asked Questions about Kate Eaglen
What company does Kate Eaglen work for?
Kate Eaglen works for Sustainable Lifestyle Fund Management
What is Kate Eaglen's role at the current company?
Kate Eaglen's current role is Director.
What schools did Kate Eaglen attend?
Kate Eaglen attended University Of Auckland, The University Of Auckland, The Royal New Zealand Coastguard, Grc Institute.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial