Kate Hurst Email & Phone Number

Washington, District Of Columbia, United States

Manage the closure of client files pertaining to estates, businesses, and real estate transactions.Assist in the organization of closed client files, ensuring systematic and accessible storage for future reference.Collaborate with team members to maintain office organization of file management systems, enhancing efficiency and productivity.Coordinate with the legal team to finalize documentation and resolve any outstanding issues.Maintain meticulous records and documentation throughout the closure process.

District Of Columbia, United States

Washington, District Of Columbia, United States

Assisted in research on disability rights legislation and policies, producing comprehensive briefs to support NDSS legislative priorities.Created materials and resources such as fact sheets, issue briefs, and one-pagers to educate families of individuals with Down syndrome. Engaged with NDSS grassroots programs including DS Ambassadors through assisting in the interview process for prospective candidates and aiding development of training webinars.Advocated on Capitol Hill for policy positively impacting individuals with disabilities through collaboration with Congress members and Congressional committees.

Covington, Kentucky, United States

Conducted quarterly testing for multiple RIA clients, covering areas such as fees, suitability, email compliance, and client categorization by state.Assisted in the development of compliance manuals for RIA clients, ensuring adherence to regulatory requirements and best practices within the financial industry.Collaborated with CCOs (Chief Compliance Officers) to create initial testing procedures for clients, streamlining processes to promote operational efficiency and workflows.Acquired proficiency in the New Marketing Rule of the Advisors Act of 1940 in order to conduct compliance reviews on new or advised products, advertisements, and other promotional services for clients.

Cincinnati, Ohio, United States

Cincinnati, Ohio, United States

Bachelor'S Degree, Political Science And Minor In History, Sophomore

Activities and Societies: President (GW Club Swim), Financial Officer (GW Club Sports Council), Violinist (GW Student Theatre Company)GW.

Education record