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Katharine Smith is listed as GRC Manager at Vistra Business Services (DIFC) Limited, Dubai at VISTRA, a company with 2660 employees, based in United Arab Emirates, United Arab Emirates, United Arab Emirates. AeroLeads shows a matched LinkedIn profile for Katharine Smith.
Katharine Smith previously worked as GRC Manager at Vistra and Head of Compliance at Sei Investments (Europe) Limited. Katharine Smith studied at Victoria University Of Wellington, New Zealand.
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Compliance professional with extensive Governance, Risk and Compliance management experience in the Financial Services industry in New Zealand, London and Dubai. Specialised experience in funds, investment management and private equity in international financial institutions and GCC entities with diversified, multi-cultural environments. Capable of designing and implementing compliance frameworks to address regulatory requirements and international best practice standards. A thorough awareness and understanding of the DFSA regulations and requirements coupled with awareness of other international regulatory bodies.Hands on experience working directly with Regulators, Corporate Management and Boards in both in house and consulting capacity and as a DFSA authorised Compliance Officer and MLRO for a variety of DIFC based firms. Ability to manage teams and guide businesses towards greater compliance awareness and success through training, advice and monitoring activities. Have a proven record in guiding businesses through satisfactory regulatory risk assessments and audit reviews. A registered Charter Accountant, currently serving as Chairperson of the Board of Governors for a Dubai primary school.
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DIFC, Dubai
Managing a team responsible for development and implementation of Compliance, Governance, Risk and Company Secretary frameworks. Acting as a DFSA Authorised Compliance and Anti Money Laundering Officer within the Dubai International Financial Centre (DIFC) for International fund managers, GCC Group companies and start ups.
London, England, United Kingdom
London, England, United Kingdom
Initially involved with a Regulatory remediation project responsible for redeveloping the processses and procedures of the Trustee operation required to ensure the Firm complied with its regulatory responsibilities as Trustee to Unit Trusts clients under the UK Investment Management Regualory Organisation. On completion of this project, I took up the role.
Wellington, New Zealand
Registrar for the suite of National Bank Unit Trusts, Superannuation Bond and Superannuation Plans Administration Department. Management of the Custodial accounting needs. This included the establishment and review of the Registry services and internal control procedures, recruiting, training, development and management of the Registry team, client.
Wellington, New Zealand
Senior Accountant - Audit Division
Other employees you can reach at vistra.com. View company contacts for 2660 employees →
(Matthew) Qingyuan Liu
Colleague at VistraLondon, England, United Kingdom, United Kingdom
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JK
John Krechting
Colleague at VistraArlington, Virginia, United States, United States
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LR
Luckshita Ramburn
Colleague at VistraVacoas, Plaines Wilhems District, Mauritius, Mauritius
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VS
Varun Singh Mutty
Colleague at VistraFond Du Sac, Pamplemousses, Mauritius, Mauritius
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MP
Manish Pal
Colleague at VistraMumbai, Maharashtra, India, India
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MU
Muhammad Ullyn
Colleague at VistraJakarta, Jakarta, Indonesia, Indonesia
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RB
Rachit Badlani
Colleague at VistraMumbai, Maharashtra, India, India
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RH
Rexella Hodge, Tep, Fcmi, Fica
Colleague at VistraBritish Virgin Islands, Virgin Islands, British
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KL
Kinga Lange-Łojek
Colleague at VistraWarsaw, Mazowieckie, Poland, Poland
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VC
Veronica Chan
Colleague at VistraHong Kong SAR, Hong Kong
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Quick answers generated from the profile data available on this page.
Katharine Smith works for VISTRA.
Katharine Smith is listed as GRC Manager at Vistra Business Services (DIFC) Limited, Dubai at VISTRA.
Katharine Smith is based in United Arab Emirates, United Arab Emirates, United Arab Emirates while working with VISTRA.
Katharine Smith has worked for Vistra, Sei Investments (Europe) Limited, Deutsche Bank, National Bank Of New Zealand - Subsidiary, and Price Waterhouse.
Katharine Smith's colleagues at VISTRA include (Matthew) Qingyuan Liu, John Krechting, Luckshita Ramburn, Varun Singh Mutty, and Manish Pal.
You can use AeroLeads to view verified contact signals for Katharine Smith at VISTRA, including work email, phone, and LinkedIn data when available.
Katharine Smith studied at Victoria University Of Wellington, New Zealand.
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