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Katherine Roach Email & Phone Number
Global Head of Sustainability and Investments Business Management
at
GAM Investments
1 work email found
@stonehagefleming.com
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Global Head of Sustainability and Investments Business Management
Location
United Kingdom, United Kingdom, United Kingdom
Who is Katherine Roach? Overview
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Quick answer
Katherine Roach is listed as Global Head of Sustainability and Investments Business Management at GAM Investments, based in United Kingdom, United Kingdom, United Kingdom. AeroLeads shows a work email signal at stonehagefleming.com and a matched LinkedIn profile for Katherine Roach.
Katherine Roach previously worked as Global Head of Sustainability & Investments Business Management at Gam Investments and Head of Investments Business Management at Gam Investments. Katherine Roach holds Bachelor Of Arts - Ba, Hispanic Studies from The University Of Sheffield.
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{first}.{last}@stonehagefleming.com
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Profile bio
About Katherine Roach
A knowledgeable operational, risk and controls leader who joined GAM in 2019, initially as the Front Office Controls Manager within Investments, before becoming Head of Investments Business Management and most recently a role expansion to include Global Sustainability within remit. Reporting to GAM’s CEO and a direct line to GAM’s Investments COO, focused on ensuring GAM delivers the oversight, governance, controls and ESG integration across its investments globally.
Listed skills include Microsoft Excel, Microsoft Office, Process Improvement, Customer Service, and 16 others.
Current workplace
Katherine Roach's current company
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9 roles
Katherine Roach work experience
A career timeline built from the work history available for this profile.
Global Head Of Sustainability & Investments Business Management
Current
Aug 2024 - Present
Head Of Investments Business Management
- Working directly with Investments senior leadership and GAM’s General Management Board alongside ongoing close interaction with all GAM business areas, including Investment Management, Trading, Risk, Compliance, Audit.
- Leading Investments Business Management to drive and support the development, implementation, embedding and oversight of the processes and controls in place within the Investments business.
- Investments Lead on the integration of ESG within relevant policies and processes including the roll-out of related training.
- Management of the review and application of Investments related policies and procedures.
- Oversight of all Investments deliverables for internal and external audits.
- Investments Lead on relevant operational and regulatory projects.
Mar 2022 - Aug 2024
Front Office Risk & Controls Manager
- Working alongside the Investments COO and Co-Heads of Investment Management leading the first-line risk and controls team. Collaborating globally with key internal stakeholders at all levels across the three lines of.
- Oversight of incident management for Investments.
- Experience implementing effective Risk and Controls Self-Assessment management processes in conjunction with the second-line Operational Risk function.
- Monitoring and management of Audit and Compliance issues/actions pertaining to Investments.
- Establishing frameworks for internal and delegate manager oversight.
- Ownership, development and maintenance of risk and management reporting for both Investments Leadership and formal committees/boards.
Oct 2019 - Mar 2022
Operational Control Manager - Investment Management, Uk
- Reporting to the Head of Investment Operations, involving strong working relationships with the Middle Office and Central Support teams. Regular interaction with professional advisers, auditors, and trade execution.
- Managerial oversight of regulatory processes including transaction reporting, best execution monitoring and the annual RTS 28 disclosure under MiFID II.
- Oversight of pre- and post-trade compliance monitoring.
- Management lead for external controls audits.
- Development and implementation of robust, standardised operating procedures across the business.
- Ownership and development of controls M.I and corresponding committee/board presentations.
Oct 2018 - Oct 2019
Operational Control Analyst - Investment Management Uk
Jan 2018 - Oct 2018
Business Operations And Controls - Stonehage Fleming (Uk)
- Reporting to the UK COO alongside close regular interaction with regional and Group first- and second-line functions.
- Contributed to delivering the annual Investment Management Controls Report including oversight of testing and issues arising to ensure adherence to agreed completion timelines.
- UK Company Secretarial support and day-to-day management of regulatory control matrix.
- Oversight of the annual FATCA review process.
- Ownership of controls mapping project for discretionary management including post-implementation oversight.
Jan 2016 - Jan 2018
Senior Operations Associate
Aug 2014 - Dec 2015
Operations
Sep 2012 - Aug 2014
3 education records
Katherine Roach education
Bachelor Of Arts - Ba, Hispanic Studies
The University Of Sheffield
Bachelor'S Degree, Spanish Language And Literature
Universidad De Zaragoza
Education record
West Kirby Grammar School
FAQ
Frequently asked questions about Katherine Roach
Quick answers generated from the profile data available on this page.
What company does Katherine Roach work for?
Katherine Roach works for GAM Investments.
What is Katherine Roach's role at GAM Investments?
Katherine Roach is listed as Global Head of Sustainability and Investments Business Management at GAM Investments.
What is Katherine Roach's email address?
AeroLeads has found 1 work email signal at @stonehagefleming.com for Katherine Roach at GAM Investments.
Where is Katherine Roach based?
Katherine Roach is based in United Kingdom, United Kingdom, United Kingdom while working with GAM Investments.
What companies has Katherine Roach worked for?
Katherine Roach has worked for Gam Investments, Stonehage Fleming, Capital Group | American Funds, and Bba Aviation Plc.
How can I contact Katherine Roach?
You can use AeroLeads to view verified contact signals for Katherine Roach at GAM Investments, including work email, phone, and LinkedIn data when available.
What schools did Katherine Roach attend?
Katherine Roach holds Bachelor Of Arts - Ba, Hispanic Studies from The University Of Sheffield.
What skills is Katherine Roach known for?
Katherine Roach is listed with skills including Microsoft Excel, Microsoft Office, Process Improvement, Customer Service, Powerpoint, Budgets, Microsoft Word, and Aviation.
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