Kathleen Neumann, Cfa Email & Phone Number

Pegassets is a forward‐looking firm dedicated to the licensing of innovative and disruptive proprietary and third‐party intellectual property to the financial services industry. Current offerings are based on applying the power of Ensemble Active Management (EAM) to investment portfolios. EAM uses a multi-expert approach, selecting stocks with the highest consensus agreement across multiple managers' high-conviction best ideas, with the goal of providing investors with superior returns.

Bethesda, Md

SerenityShares™ is a Registered Investment Advisor that designs strategies to simplify the investment process. Our goal is to provide investors with a better way to invest their core holdings, as well as the ability to make an impact with their investments. Utilizing the benefits of exchange traded funds, we are an ETF innovator that employs rules-based, passive index methodologies to solve problems and meet the needs of investors.

Alexandria, Va

Member of 3-person Management Team involved in all key decision-making, and charged with leading diverse business aspects of this $2.5 billion (at peak) asset-management firm comprised of Client Services, Finance, Operations, Compliance, and Administration. Oversaw outsourced services, including Human Resources, Marketing, Accounting and Audit functions.

Portfolio and relationship manager for high net worth clients, including several Fortune 100 CEOs. Worked with clients to develop appropriate asset allocations and then implemented and monitored investment portfolios. Member of the investment and business development committees.

Washington, Dc

Oversaw the management of client relationships, investment policy implementation and account administration for institutional clients. Conducted client meetings and worked with marketing team on new business opportunities, including RFPs. Supervised staff of five.

Mba, Finance And Investments

Ba, Economics

Activities and Societies: Phi Beta Kappa