Kathleen Harrison Email & Phone Number

Stamford, Ct

Asset-backed Operational support for the exit of the asset-backed business and maintenance of legacy matters.Reviewed transaction documents, researched past trade activity and provided guidance to the Front Office to determine the best exit strategy.Participated in the mapping of the new trade booking system to include asset-backed products.

Salt Lake City, Ut, Stamford, Ct

Risk and Controls team member who focused on SOX and internal controls testing, performing Middle Office process reviews and ensured adherence to trade, post trade policies.

Stamford, Ct

Asset-backed Operations Transaction Manager who negotiated and administered lending and purchase agreements with diverse stakeholders.Designed, implemented and maintained the transaction life cycle of warehouse facilities for asset classes including CLOs , servicing advances, trade receivables, complex mortgage facilities, auto loans, distressed assets and debtor-in-possession and residual bond transactions.Conducted on-site due diligence for warehouse facilities.

Greenwich, Ct

Asset-backed Operations Analyst who monitored and managed distressed lending facilities, concentrating on locating and verifying loan collateral.

Greenwich, Ct

Focused on non-US$ trade activities and structured finance purchase transactions.

New York, Ny

Senior Auditor who focused on audits of brokers/dealers and commodities' dealers.