Kathy Griffin's Location
Halifax, England, United Kingdom, United Kingdom
Kathy Griffin's Contact Details
Kathy Griffin work email
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Kathy Griffin personal email
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About Kathy Griffin
Specialties: Fellow of the International Compliance Association (FICA)
Kathy Griffin's Current Company Details
Kathy Griffin Work Experience Details
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Co-FounderLift2Halifax, Gb
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Chief Risk And Compliance OfficerUber Payments Uk Jan 2024 - Present
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Co-FounderLift2 Jul 2023 - Present
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AdvisorStratiphy May 2021 - PresentLondon, Gb -
Chief Risk Officer (Cro)Target Group Oct 2022 - Dec 2023Newport, Gb -
Director Of ComplianceMonzo Bank Apr 2021 - Oct 2022London, England, Gb -
Chief Risk OfficerEarnd Jan 2020 - Mar 2021London | Washington Dc | Madrid, Gb• Built the global compliance, risk, assurance, financial crime and data protection functions covering the UK, Australia and the USA.• Implemented proportionate and compliance risk and financial crime frameworks across all operations, building strong relationships with stakeholders at all levels.• Money Laundering Reporting Officer, with ultimate responsibility for compliance with money laundering regulation globally.• Lead role in the acquisition of Earnd Australia, and the jurisdictional growth in to the USA, identifying regulatory, compliance and risk matters for management and mitigation. -
Head Of Risk And Financial Crime OversightProvident Personal Credit Nov 2016 - Jan 2020• Headed the risk and financial crime oversight teams, with responsibility for the completion of risk and AML activities such as risk identification and assessment, transaction monitoring, suspicious activity report investigation and escalation and second line assurance and oversight reviews. • Ownership of the company’s risk universe and strategy.• Money Laundering Reporting Officer, and holder of FCA Controlled Function 11 with ultimate responsibility for compliance with money laundering legislation.• Responsibility for the relationship with the FCA supervisory team in relation to risk and money laundering matters, in addition to ownership of Gabriel reporting.• Member of key governance committees, responsible for Board and Senior Management reporting and training on risk and financial crime matters.• Awarded one of ten positions on the company’s inaugural women in leadership programme. • Creation of an effective risk and financial crime reporting, governance and oversight framework. -
Senior Audit Manager - Conduct RiskWilliams And Glyn Jan 2016 - Nov 2016• Managing a team of up to 8 staff including audit managers and audit specialists.• Departmental subject matter expert on risk, governance and FCA regulatory requirements.• Oversight of banking licence application, including the review of key conduct risk deliverables.• Ownership of the conduct risk audit programme for the bank, ensuring key risks are identified and monitored through risk based auditing.• Identification of significant unmitigated risks around the management of operational risk across the bank, resulting in the bank-wide implementation of a more effective risk identification and quantification tool.
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Head Of Compliance And RiskHoist Finance Aug 2013 - Dec 2015Stockholm, Se• Management of a cross-site team of 14 staff across compliance, risk and complaint functions.• Implementation of UK wide conduct risk framework, including reporting, metrics, training and approach.• Data Protection Officer and Deputy MLRO.• Presentation at UK Board of key compliance, governance, risk and regulatory issues.• Establishment and ownership of business wide conduct risk focussed compliance monitoring and advice programmes and risk and control self-assessment programme.• Relationship leader with the FCA, ICO and LSB, assuming responsibility for all contact and visits.• Ownership and management of the successful application for authorisation by the FCA.• Creation of the company’s governance structure.• Establishment of a new compliance and risk function, embedding a culture of conduct risk across the organisation through stakeholder management, training, coaching and monitoring.• Creation of conduct risk framework across the organisation. -
Control And Compliance ManagerCapital One Mar 2012 - Aug 2013Responsibilities / achievements • Successful management of the Office of the Comptroller of the Currency visit in 2012, with no matters requiring attention identified.• Coordinating internal and external audit preparation and consultation, including SOx and SSAE16.• Supervision of the process hierarchy and supporting documentation for IT, following the implementation of a process excellence driven framework.• Successful implementation of a robust risk management framework in to the project release process.• Responsible for conducting regular reviews of the US, UK and European legal and regulatory environment for new / revised requirements.• Identified an ineffective application assessment programme, recommending and implementing a revised control framework resulting in improved risk management at lower cost to the business.
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Risk And Compliance ManagerDickinson Dees Nov 2009 - Apr 2012Responsibilities / achievements Management of key compliance and risk projects, including the move from rules based to outcomes focussed regulation and the automation of regulatory documentation.Writing, implementing and communicating all risk and compliance policy documents, including fraud, whistle blowing, insurance arrangements and gifts, entertainment and inducements.Working across all operational areas to embed policies effectively and monitor understanding and compliance ongoing.Management of suspicious transaction and SOCA referral process, working with the business to ensure AML regulations are embedded and complied with.Producing and delivering online and face to face training on regulatory issues such as data protection and anti money laundering.Devising, completing and reporting on department specific, risk based audit programmes to capture key legal, operational and reputational risks, including complaint, claim, general insurance and undertaking audits.Management of the complaints and claims handling process.Liaising with regulators and managing external supervision and audits.Responsibility for the firmwide Business Continuity Programme, including devising the plan, providing training and conducting plan testing.
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Senior Control Manager: OperationsEgg Banking Plc Aug 2008 - Nov 2009Responsibilities / achievementsManagement of a team of Control Managers.Implementation of a corrective action monitoring procedure for UK Operations to ensure identified risks were satisfactorily mitigated.Management of the internal and external audit preparation for UK Operations, including liaising with auditors and regulators. This included involvement in an FSA TCF visit.Running quality and control project to successfully mitigate key operational risks, including the implementation of a firmwide operational loss reporting process.Reviewing procedures to ensure compliance with the FSA handbook and principles (including TCF), Banking Code, internal policy requirements and generic obligations such as data protection and anti money laundering regulations (including Joint Money Laundering Steering Group rules
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Head Of ComplianceD3 Legal Jul 2007 - Aug 2008Responsibilities / achievementsOverall responsibility for compliance with the Solicitors Code of Conduct in addition to all other regulatory requirements, including data protection and information security, anti money laundering regulations and Council of Mortgage Lender rules. Creation of a library of risk and compliance policies, resulting in increased compliance focus and a reduction in complaints, claims and regulatory breaches.Creation and management of an internal audit team with responsibility for the identification of all key risks, control gaps and potential breaches. This included devising a firmwide audit programme to cover all legal, regulatory and CML requirements.Devising and delivering all risk and compliance based training.
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Senior Audit ManagerCitifinancial Europe Plc Feb 2004 - Jul 2007Responsibilities / achievementsPlanning, completing and leading risk based audits on all UK support and operational departments.Monitoring compliance with FSA regulations including MCoB and ICoB.Reporting on significant issues identified to senior management and working with key personnel to mitigate risks ongoing.Identification of a significant control breach in the mortgage registration process, resulting in a £1 million loss being avoided.
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Mortgage Underwriting ManagerCitifinancial Europe Plc Oct 2003 - Feb 2004Responsibilities / achievementsManagement of a team of 16 mortgage underwriters.Conducting quality assessment checks to monitor compliance with MCoB regulations.Driving productivity to assist the department in achievement of £100m underwritten in one month.Delivering ICoB training and implementing revised ICoB compliance procedures after roll out.
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BranchAssociates / Citifinancial May 1997 - Oct 2003Various sales, collections and management roles within the branch network - all customer facing.Latterly Branch Manager with responsibility for an £8 million branch and a team of 5 sales and collection employees.Responsibility for the achievement of satisfactory audit results, monitoring compliance with internal procedures and regulatory requirements.
Kathy Griffin Skills
Risk Management
Financial Risk
Internal Audit
Operational Risk
Banking
Aml
Financial Services
Fraud
Anti Money Laundering
Financial Regulation
Operational Risk Management
Credit
Credit Risk
Business Continuity
Auditing
Corporate Governance
Enterprise Risk Management
Kyc
Basel Ii
Credit Cards
Ofac
Fsa
Usa Patriot Act
Mortgage Lending
Cams
Certified Anti Money Laundering
Bank Secrecy Act
Frequently Asked Questions about Kathy Griffin
What company does Kathy Griffin work for?
Kathy Griffin works for Lift2
What is Kathy Griffin's role at the current company?
Kathy Griffin's current role is Co-Founder.
What is Kathy Griffin's email address?
Kathy Griffin's email address is ka****@****t.co.uk
What skills is Kathy Griffin known for?
Kathy Griffin has skills like Risk Management, Financial Risk, Internal Audit, Operational Risk, Banking, Aml, Financial Services, Fraud, Anti Money Laundering, Financial Regulation, Operational Risk Management, Credit.
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