Kathy Malone

Kathy Malone Email and Phone Number

Head of Compliance and Regulatory Consulting @ IQEQ
New York, NY, US
Kathy Malone's Location
New York, New York, United States, United States
Kathy Malone's Contact Details
About Kathy Malone

Kathy Malone is a Head of Compliance and Regulatory Consulting at IQEQ . She possess expertise in securities, hedge funds, securities regulation, private equity, legal research and 10 more skills.

Kathy Malone's Current Company Details
IQEQ

Iqeq

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Head of Compliance and Regulatory Consulting
New York, NY, US
Website:
iqeq.com
Employees:
5171
Kathy Malone Work Experience Details
  • Iqeq
    Head Of Compliance And Regulatory Consulting
    Iqeq
    New York, Ny, Us
    View
  • Iqeq
    Head Of Compliance And Regulatory Consulting
    Iqeq Oct 2023 - Present
  • Iq-Eq
    Senior Managing Director
    Iq-Eq Nov 2021 - Present
    Luxembourg, Lu
    View
  • Greyline, Part Of Iq-Eq
    Partner
    Greyline, Part Of Iq-Eq Jan 2019 - May 2022
  • Duff & Phelps
    Managing Director
    Duff & Phelps Jan 2016 - Dec 2018
    New York, Ny, Us
    View
  • Counselworks Llc
    Managing Director
    Counselworks Llc Aug 2012 - Jan 2016
  • U.S. Securities And Exchange Commission
    Staff Accountant
    U.S. Securities And Exchange Commission Aug 2008 - Jun 2012
    Washington, Dc, Us
    View
  • U.S. Securities And Exchange Commission
    Staff Accountant
    U.S. Securities And Exchange Commission Jul 2005 - Aug 2008
    Washington, Dc, Us
    View
  • Financial Industry Regulatory Authority (Finra)
    Compliance Examiner
    Financial Industry Regulatory Authority (Finra) Nov 2002 - Jul 2005
    Washington, District Of Columbia, Us
    View

Kathy Malone Skills

Securities Hedge Funds Securities Regulation Private Equity Legal Research Due Diligence Alternative Investments Finra Aml Asset Management Westlaw Risk Management Financial Regulation Investment Advisory Investments

Kathy Malone Education Details

  • Seton Hall University School Of Law
    Seton Hall University School Of Law
    Jd
  • Villanova University
    Villanova University
    Finance

Frequently Asked Questions about Kathy Malone

What company does Kathy Malone work for?

Kathy Malone works for Iqeq

What is Kathy Malone's role at the current company?

Kathy Malone's current role is Head of Compliance and Regulatory Consulting.

What is Kathy Malone's email address?

Kathy Malone's email address is km****@****ons.com

What schools did Kathy Malone attend?

Kathy Malone attended Seton Hall University School Of Law, Villanova University.

What are some of Kathy Malone's interests?

Kathy Malone has interest in Animal Welfare, Children.

What skills is Kathy Malone known for?

Kathy Malone has skills like Securities, Hedge Funds, Securities Regulation, Private Equity, Legal Research, Due Diligence, Alternative Investments, Finra, Aml, Asset Management, Westlaw, Risk Management.

Who are Kathy Malone's colleagues?

Kathy Malone's colleagues are Kavina Rangasamy-St Félix, Jenny Godel, Girishaa Aubeelauck, Rick Spector, Aldwin Arevalo, Nuhaa Suffee, Devin Bray.

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