Kathy Finke

Kathy Finke Email and Phone Number

Retired @
Kathy Finke's Location
Malcolm, Nebraska, United States, United States
Kathy Finke's Contact Details
About Kathy Finke

Professional with experience in investment portfolio accounting and security safekeeping for institutional clients. Background includes partnering with sales force to market services to potential clients, onboarding of new customers, issue resolution, client and internal communication for regulatory and process changes. Series 7 and 24 licenses.

Kathy Finke's Current Company Details
Self-employed

Self-Employed

Retired
Kathy Finke Work Experience Details
  • Self-Employed
    Retired
    Self-Employed Jul 2024 - Present
    United States
  • First National Bank Of Omaha
    Vp,Manager Investment Operations
    First National Bank Of Omaha Mar 2011 - Sep 2024
    Manager of Investment Operations including Safekeeping, Bond Accounting, Trade Clearance.
    View
  • Wells Fargo Securities, Llc
    Vp/Product Manager, Portfolio Accounting And Safekeeping Services
    Wells Fargo Securities, Llc Jan 2000 - Jan 2005
    Monitor regulatory changes and develop procedures and customer communication for initiatives such as FAS 157 and FAS 159Responsible for establishing relationships with numerous state and local government entitiesActs as brokerage services subject matter expert for bank partners, including correspondent banking, governmental and investment banking, institutional and corporate trust lines of businessInitiated project to automate and streamline the production and delivery of pledged security verifications for state and local governmentsLiaison between Wells Fargo Brokerage Services and Wells Fargo Bank, supporting bank safekeeping service. Included working with bank legal counsel on customer agreement amendments Developed process to assure sales force compliance with restrictions due to recent merger activityParticipated in multiple software conversions, including testing and developing communication as well as customer support prior to and following conversionsOversaw the development of electronic files to meet the reporting needs of state governmentsImplemented data accuracy project to increase customer confidence in reporting Spearheaded project to convert over 95% of accounting customer base from paper-based reporting to online delivery of reportsKey contributor to projects such as pledge desk procedures, billing system update, delivery of customer reports to web portal
  • Natl Bank Of Commerce, Lincoln, Ne
    Operations Manager
    Natl Bank Of Commerce, Lincoln, Ne Jan 1996 - Jun 2000
    supervised five reportsEntered and maintained investment portfolio information for eight banks in holding companyBusiness Recovery and Y2K CoordinatorPoint of contact for examiners, internal and external auditsInstrumental in move from manual to computerized invoicing and record keepingParticipated in selection of new system for front and back office operations, worked with vendor to customizeOversaw the conversion of 100+ customers to new accounting system, provided ongoing customer supportInvestment sales to institutional and retail customers
  • Natl Bank Of Commerce, Lincoln, Ne
    Principal And Compliance Officer
    Natl Bank Of Commerce, Lincoln, Ne Jan 1996 - Jun 2000

Kathy Finke Skills

Securities Services Financial Services Commerce Operations

Kathy Finke Education Details

  • University Of Nebraska
    University Of Nebraska
    Business Administration

Frequently Asked Questions about Kathy Finke

What company does Kathy Finke work for?

Kathy Finke works for Self-Employed

What is Kathy Finke's role at the current company?

Kathy Finke's current role is Retired.

What is Kathy Finke's email address?

Kathy Finke's email address is kf****@****ank.com

What is Kathy Finke's direct phone number?

Kathy Finke's direct phone number is (800) 642*****

What schools did Kathy Finke attend?

Kathy Finke attended University Of Nebraska.

What skills is Kathy Finke known for?

Kathy Finke has skills like Securities, Services, Financial Services, Commerce, Operations.

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