Chief Operations and Compliance Officer specializing in boutique financial services.Currently, I'm the COO and CCO of Armstrong Dixon, a young and growing financial services firm located in the heart of the Mt. Washington Village, in Baltimore City. I'm truly passionate about my work and am always eager to set up systems and processes that enhance the client AND employee experience. My favorite part of my job is the growth involved with our company. I’m fortunate enough to have started in an intern position at Armstrong Dixon's inception, having my role developed to heading up the operations of the firm.I am most proud to lead up a team where coworkers are excited to come to work. I earned my Bachelor of Science in Business Administration with a concentration in Finance from Towson University in December of 2014 and have completed several exams from different regulators since graduation to further my education, but am always interested in furthering my education even more. Please don’t hesitate to reach out to me to connect if you’re looking to learn more about me or would just like to catch up!
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Managing PartnerArmstrong ∙ DixonBaltimore, Md, Us -
Managing PartnerArmstrong ∙ Dixon Jan 2024 - PresentBaltimore, MdSecurities offered through LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to the 'Contact Info' section above. Investment advice offered through ADE, LLC, a registered investment advisor. ADE, LLC and Armstrong Dixon are separate entities from LPL Financial.Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness.The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. -
Chief Operating Office And Chief Compliance OfficerArmstrong ∙ Dixon Mar 2018 - Jan 2024Baltimore, Maryland AreaI have been fortunate enough to be part of the growth of Armstrong Dixon from the beginning. My main responsibilities include:- Leading a team and engaging them in the client experience process- Building a happy, healthy and forward looking work environment- Providing a wonderful work experience to our employees- Maintaining internal guides, and policies - Reporting to all applicable regulatory authorities including FINRA, SEC and Insurance Commissioners- Analyzing client's existing insurance policies and processing new applicationsI hold my FINRA Series 7 and 24 registrations through LPL Financial and Series 66 registration through ADE, LLC, a registered investment advisor, as well as my Maryland Life and Health Insurance License. I am proficient in using all Microsoft Products and also have extensive experience using Morningstar Office Software, as well as eMoney.Securities offered through LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to 'Contact' section. Investment advice offered through ADE, LLC, a registered investment advisor. ADE, LLC and Armstrong Dixon are separate entities from LPL Financial.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to the accuracy or completeness. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. -
Client Relationship ManagerArmstrong ∙ Dixon Jan 2015 - Mar 2018Baltimore, Md -
Service CoordinatorArmstrong ∙ Dixon Aug 2013 - Dec 2014Mt. Washington, Md -
StudentTowson University Jan 2013 - Dec 2014Towson, MdReceived a Bachelor of Science in Business Administration with a Concentration in Finance. An active member of the Towson University Investment Group, where a real-live portfolio of over $150,000 is fully managed by students. Completed my degree with an ending cumulative GPA of 3.48. -
AssistantPlanning Solutions Group Llc Jan 2013 - May 2013
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StudentWest Virginia University Aug 2010 - Dec 2012I was a member of the Business National Honor's society, while being a Dean's list student 2 of my 5 semesters. I received direct admission to West Virginia University's College of Business and Economics and was also a member of the Business 21st Century Scholars.
Katie Brown Education Details
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Business Administration - Finance -
Finance, General
Frequently Asked Questions about Katie Brown
What company does Katie Brown work for?
Katie Brown works for Armstrong ∙ Dixon
What is Katie Brown's role at the current company?
Katie Brown's current role is Managing Partner.
What schools did Katie Brown attend?
Katie Brown attended Towson University, West Virginia University.
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