Consulting CFO to San Francisco based PE (SBIC) Fund with ~$400MM AUM.July 2014 - December 2022•Manage day to day finance and accounting functions for Funds and Management Company, including supervision of outsourced accounting firm. •Investor communications responsibilities - quarterly reports, capital calls, distributions, etc. •Cash flow forecasting and budget creation for all Funds and Management Company. •Review investment transactions for financial/accounting reporting purposes; function required communications with Investment team and Legal counsel. •Year end valuation work to substantiate fair market values used for GAAP.•Prepare Advisory Board monthly reporting of portfolio companies' results.•Special Projects as needed including financial modeling and preparing ad hoc Small Business Administration requests.October 2009 - July 2014•Provided interim/year end audit assistance to General Partner.•Prepared monthly portfolio accounting to Advisory Board.•Special projects on ad hoc basis.

Consulting CFO to Oakland based VC fund with ~$300MM AUM.•Managed day to day finance and accounting functions for Funds and Management Company, including supervision of in-house accounting staff and/or outsourced accounting firm. •Led regular financial meetings with Partners to discuss Funds’ investment positions and valuations and Management Company’s financial position, including monthly budget to actual results.•Created new financial dashboards and portfolio investment tracking spreadsheets to supplement QuickBooks reports. •Communicated with investors and prepared quarterly reports for Advisory Committees and investors. •Cash flow forecasting and budget creation for all Funds and Management Company. •Reviewed investment transactions, including term sheets and legal purchase agreements, for financial/accounting reporting purposes; function required communications with Investment team and Legal counsel. •Created, implemented and maintained ASC 820 process for Funds’ investments, including the development of valuation policies and methodologies.•Performed year end valuation work to substantiate fair market values used for GAAP audits, including market comparable analyses and valuation write-ups.

Interim CFO to Peninsula based VC fund with ~$300MM AUM.•Managed day to day finance and accounting functions for Funds and Management Company, including supervision of in-house accounting staff and/or outsourced accounting firm. •Led regular financial meetings with Partners to discuss Funds’ investment positions and valuations and Management Company’s financial position, including monthly budget to actual results.•Created new financial dashboards and portfolio investment tracking spreadsheets to supplement QuickBooks reports. •Communicated with investors and prepared quarterly reports for Advisory Committees and investors. •Cash flow forecasting and budget creation for all Funds and Management Company. •Reviewed investment transactions, including term sheets and legal purchase agreements, for financial/accounting reporting purposes; function required communications with Investment team and Legal counsel. •Created, implemented and maintained ASC 820 process for Funds’ investments, including the development of valuation policies and methodologies.•Performed year end valuation work to substantiate fair market values used for GAAP audits, including market comparable analyses and valuation write-ups.

•Identified, evaluated and invested in private companies for a $140 million private equity (SBIC) Fund; responsibilities included industry research, financial modeling and due diligence, presenting investment ideas at weekly partner meetings, interacting with investment bankers, lenders and target companies, and overseeing all service providers including diligence firms, lawyers and industry consultants. •Instrumental in initiating and implementing annual strategy and benchmark for portfolio companies and created investment tracking mechanism for investment transactions. •Responsible for all financial and accounting activities of the Fund, including cash flow forecasting for Fund, quarterly investor reports, investor relations, year-end audits and governmental reporting to Small Business Administration. •Handled management company’s back office and operating requirements, including payroll, benefits, budgeting, lease negotiations, etc.

•Covered US non-life and life insurance companies with market capitalization >$3 billion.•Recommended stocks through fundamental, bottoms-up research, including interviews of senior management of insurance companies, creation of discounted cash flow earnings models, and review of company reports and SEC filings; recommendations presented to Global Research Team and Portfolio Managers (PMs) at Monday forum meetings and individual meetings with PMs.•Collaborated with US financials research team on the appropriate insurance holdings for the Putnam Research Fund.

•Researched investment opportunities for Consumer Goods team, focusing on retail, food and beverage, and leisure companies.•Analyzed seven international and domestic companies - created discounted cash flow earnings models, evaluated industry fundamentals, reviewed financial statements and SEC filings, and communicated with senior management and sell-side analysts.

•Analyzed upstream and downstream business units’ financial data, including income statement, balance sheet and capital expenditures analyses; complied and presented results of operations to senior management.•Conducted special projects including ORACLE systems implementation, acquisition accounting and ARCO-BP Amoco merger- related work, including development of US to UK GAAP conversion model for financial data and filings with foreign governments.

•Performed financial statement audits, identified audit/accounting issues, and presented audit/business recommendations.•Planned and managed audits of various financial services clients, primarily mutual fund companies. •Supervisory responsibilities for first and second year audit staff. •Identified, interviewed, and hired entry-level client service professionals and interns for audit and tax practices.

•Performed financial statement audits, identified audit/accounting issues, and presented audit/business recommendations.•Planned and managed audits of various financial services clients and universities. •Supervisory responsibilities for first year audit staff and interns. •Actively participated in recruitment of new audit interns and first year staff.