Katy Ufferman Chfc®

Katy Ufferman Chfc® Email and Phone Number

Vice President, LPL Financial Advisor at Maxwell Financial Management @ Maxwell Financial Management
Katy Ufferman Chfc®'s Location
New Albany, Ohio, United States, United States
Katy Ufferman Chfc®'s Contact Details

Katy Ufferman Chfc® personal email

n/a

Katy Ufferman Chfc® phone numbers

About Katy Ufferman Chfc®

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC . For hyperlinks to FINRA and SIPC, please refer to the ‘Contact info’ above. Third party posts found on this profile do not reflect the views ofLPL Financial and have not been reviewed by LPL Financial as toaccuracy or completeness.The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Katy Ufferman Chfc®'s Current Company Details
Maxwell Financial Management

Maxwell Financial Management

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Vice President, LPL Financial Advisor at Maxwell Financial Management
Katy Ufferman Chfc® Work Experience Details
  • Maxwell Financial Management
    Vice President, Lpl Financial Advisor
    Maxwell Financial Management Apr 2005 - Present
    New Albany, Ohio , Us
    Katy M. Ufferman is a LPL financial advisor at Maxwell Financial Management in New Albany, Ohio. A partner with the firm since 2013, she creates comprehensive financial plans for clients as well as investment and planning recommendations. She is registered to offer securities and advisory services through LPL Financial. In addition, Katy is licensed with her Series 7, Series 66, and Series 6 through LPL Financial.Katy specializes in helping women investors with their financial and retirement strategies and leads Maxwell’s Women Investing practice. She brings a unique perspective to her job and enjoys helping investors at all stages of their lives from young professionals, families, and, those in their middle years or close to retirement pursue their goals and dreams with proper financial planning. Katy graduated from the University of Dayton with a Bachelor’s of Science degree in Finance. After graduation, she returned to her roots in Columbus and began her career at Chase Bank as an investment representative with One Group Mutual Funds. From there, she worked in the planning department at Steinhaus Financial Group where she created and implemented financial plans for over 20 financial advisors. In 2005, Katy joined the team at Maxwell Financial.Katy is a member of the Financial Planners Association and is active with local charities including the March of Dimes Women’s Board and Dress for Success. Maxwell Financial Management is led by Katy’s mentor and father, Dick Maxwell. She resides in Grandview with her husband Matt and their two children.
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  • Steinhaus Financial Group
    Case Writer
    Steinhaus Financial Group May 2004 - Apr 2005
  • Bank One
    One Group - Representative
    Bank One Dec 2003 - May 2004
    Us
    View

Katy Ufferman Chfc® Skills

Series 7 Series 66 Series 63 Series 6 Investments Portfolio Management Financial Advisory Securities Financial Analysis Asset Allocation Customer Service Retirement Planning Insurance Financial Risk Asset Management Financial Modeling Wealth Management Strategic Financial Planning Strategic Planning Event Planning Personal Financial Planning Alternative Investments Investment Advisory Mutual Funds Finance Financial Services Risk Management Series 7 Held With Lpl Series 63 Held With Lpl Series 66 Held With Lpl Series 6 Held With Lpl

Katy Ufferman Chfc® Education Details

  • University Of Dayton
    University Of Dayton
    Finance

Frequently Asked Questions about Katy Ufferman Chfc®

What company does Katy Ufferman Chfc® work for?

Katy Ufferman Chfc® works for Maxwell Financial Management

What is Katy Ufferman Chfc®'s role at the current company?

Katy Ufferman Chfc®'s current role is Vice President, LPL Financial Advisor at Maxwell Financial Management.

What is Katy Ufferman Chfc®'s email address?

Katy Ufferman Chfc®'s email address is ku****@****sor.com

What is Katy Ufferman Chfc®'s direct phone number?

Katy Ufferman Chfc®'s direct phone number is +161457*****

What schools did Katy Ufferman Chfc® attend?

Katy Ufferman Chfc® attended University Of Dayton.

What are some of Katy Ufferman Chfc®'s interests?

Katy Ufferman Chfc® has interest in Traveling, Networking, Running.

What skills is Katy Ufferman Chfc® known for?

Katy Ufferman Chfc® has skills like Series 7, Series 66, Series 63, Series 6, Investments, Portfolio Management, Financial Advisory, Securities, Financial Analysis, Asset Allocation, Customer Service, Retirement Planning.

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