Harmanpreet Kaur Email & Phone Number

Edinburgh, Scotland, United Kingdom

Key Duties:▪ Understand the problems and goals of the investment floor, specifically the investors andPortfolio Implementation team, to accurately represent them to operational and systemsareas and ensure they are prioritised and solved appropriately.▪ Represent the Investment Departments on projects as required.▪ Act as 'product owner' on specified projects for the investment teams.▪ Work closely with Information Systems department on requirements and prioritisation.▪ Engage with Investment staff in reviewing processes and suggesting improvements.▪ Promote the efficient use of BG applications and the adoption of best practice.▪ Develop and maintain strong relationships with members of the investment teams.▪ Establish a network of contacts throughout the firm to facilitate the delivery of improvements.▪ Providing a point of contact on analysis of live investment systems issues.▪ Provide cover for other members of the team as required.▪ Manage staff as defined by the organisation structure.

Glasgow, Scotland, United Kingdom

Key Duties:▪ Interact regularly with Independent Price verification and Front Office to understand and challenge models used to value trades.▪ Delivering reduction in RWAs and deep dive investigations of valuation discrepancies between Barclays and Counterparty.▪ Represent Global Dispute and Portfolio Reconciliation function on internal meetings and forums with senior management within Trading, Sales, Product Control & Independent Price Verification.▪ Ensuring a robust risk and control framework is in place across the group with clear management information, escalation and analysis.▪ Ensuring effectiveness of Global Dispute and Portfolio Reconciliation function to protect the firms risk.▪ Propose and drive efficiencies, process improvements and risk management initiatives across function.▪ Actively contribute to lead the definition and shape of the global CMS function and needs.▪ Develop the market relationships with clients, counterparts, peers and industry groups to support function.Achievements:✓ Achieved strong year end performance rating at Barclays for applying derivatives products and collateral knowledge effectively to investigate the high risk MtM differences with clients. Successfully automated the collateral margin service function to save time and reduce human error and risk.

Glasgow, United Kingdom

Key duties: ▪ Liaison with Desk Control Team to ensure the timely and accurate affirmation of all trades within 15 minutes, contacting internal and external clients where necessary. ▪ Monitoring trader books in a live environment, to ensure positions and risk are correctly captured at the point of execution. Liasing with the BU on an ad hoc basis to identify and resolve issues, provide trade information, and act as liason point with various other teams within the Firm. ▪ Maintaining responsibility for risk management within the team through use of checklists and timely escalation. ▪ In conjunction with Desk Control team, monitor reconciliation, settlement and product set-up queries as required. ▪ Maintaining, developing and improving current processes & procedures. Supporting the desk through NPAs, system enhancements and regulatory or compliance queries. ▪ Developing and maintaining various regulatory reports, to comply with market requirements.Achievements:✓ Provided traders, sales and Eclerx department with an efficient and timely resolution on trade execution, quantity and pricing issues, resulting in a significantly reduced portfolio risk at Morgan Stanley.

Glasgow, United Kingdom

Key duties: ▪ Dealing with banking and financial crime related inquiries on daily basis. Liaising with various banking departments to resolve customer inquiries in an efficient and timely manner.▪ Processing complex financial transactions including money transfer, overdrafts, bank account closures, cheques, bank statements and data entry to update client files according with established Santander quality and security standards.▪ Exercising judgment when dispensing information to maintain confidentiality of sensitive information. ▪ Proactively taking ownership of resolving customer banking problems and determining corrective action in high-call volume department. ▪ Adhering to comprehensive Santander internal security levels and external financial legislation including data protection, anti-money laundering, complaint handling and client due diligence standards. Achievements: ✓ Demonstrated advanced financial services knowledge and professional etiquette when interfacing with Santander customers which resulted in 30% improved customer service feedback.

Glasgow, United Kingdom

Key Duties:▪ Teaching module to final year students of Bachelor degree, syllabus mainly about financial statement analysis and long term planning, valuation of bonds and shares, estimating an appropriate discount rate for investment appraisal, risk return trade off and application of option pricing theory. ▪ Actively leading class discussions and encouraging debate on the concepts related to module syllabus and recent financial issues.▪ Responding to students academic and other related enquiries promptly through emails and face-to face appointments. ▪ Providing mentoring, advice and support to students on personal level for exam preparations. ▪ Assessing students course work and study materials.Achievements: ✓ Attained consistent rating of exceptional teaching performance for Corporate Finance module evidenced from examiners reports and student evaluations.

Renfrew

Key Duties:▪ Building relationships with customers by identifying their financial goals and suggesting suitable financial products and services. Using language skills as an asset to engage with varied clients to offer right financial solutions.▪ Ensure appropriate documentation in place for sending parcels in accordance with Post Office policies & procedures. ▪ Proactively taking ownership in resolving customer problems and handling other related enquiries either in person, by phone or written correspondence.▪ Liasioning with various departments like Royal Mail, Parcel Force and UK National Lottery.▪ Helping in training and development of under personnel.▪ Delegating post office tasks and monitoring the teams performance.▪ Delivering postal and banking services, include selling postage stamps, processing varied bill payments, money gram and foreign currency exchange transactions.Achievements: ✓ Successfully contributed in accomplishing the Post office financial product sales target for continuous six consecutive quarters. ✓ Significantly reduced Post office customer waiting times and improved the customer service ratings determined by external auditors.

Bachelor (Hons.), Finance, Investment And Risk, First Class

Main Modules: Investment Management Theory, Corporate Finance and Investment, International Financial Services and Institutions, Tax.

Master’S Degree, International Banking, Finance And Risk Management

Main Modules: Bank Management, Financial Services Regulation, Bank Operational Risk and Global Operations Management, Ethics and Corporate.

Hnc, Business And Administration, Grade A