Vice President Of Client Data
New York City, Toronto
Global Client Data Services, Data Management Office- business analyst, project management, vendor implementation, system integration, process optimization, training, and people management experience- managed client data remediation and quality workstreams with focus on regulatory and tax compliance (FATCA, Dodd Frank, EMIR, Basel, CTR, Blue Sheets, others)- oversaw implementation of a global client KYC/AML, Suitability, and Account onboarding solution- member of team to design, test, and deploy granular AML risk scoring methodology for Capital Markets- integrated client and account data between centralized client data repository and front/middle office cash trading, eTrading/DMA, allocation, settlement, risk, finance, and CRM systems- managed US client data through two major conversions- frequent audit/regulatory review experience- RBC Performance Program committee member, host of annual Awards Ceremony- Panelist, "Managing Risk: Role of Reference Data Management in Mitigating and Improving Risk", NAFIS. New York, NY, May 2012 - Speaker, "Combining Regulatory Requirements and Business Drivers to Sustain An Enterprise Approach to Client Reference Data", FIMA. Boston, MA, April 2013.