Kevin Birt Email & Phone Number

Securities offered through Commonwealth Financial Network®, Member FINRA/SIPC.The Financial Advisor associated with this profile may only discuss or transact business with residents of states in which they are properly registered. Please check FINRA’s Broker Check for a list of current registrations. Review our Terms of Use: http://www.commonwealth.com/termsofuse.html.Black Diamond Custom Wealth Management is located at 12 Norwood Avenue Hamburg, NY 14075 716-648-4895

Hamburg, New York, United States

Kevin Birt supports the registered representatives of Lincoln Financial Securities Corp., Member SIPC. Branch Office: 12 Norwood Ave, Lancaster, NY 14075. Lincoln Financial Securities is not affiliated with Black Diamond Wealth Management. LFS-4658135-040422

Dunkirk, New York, United States

Ice Cream Machine Operator: Put small boxes of ice cream into larger boxes.Warehouse Dispatcher: Coordinated loading and unloading of semi trailer trucks at warehouse; i.e. put large boxes of ice cream into really big boxes on wheels.

Buffalo, Ny And Boston, Ma

Census Taker for 2020 Census. Knocked on doors and counted people.

Buffalo/Niagara, New York Area

Compliance Management for a Registered Investment Advisor. Oversee and review Operations, Sales,Marketing, Trading, and Client Service policies and procedures.• Develop, Update and Implement:o Annual Reviewo Compliance Manualo Policies and Procedures• Implement Smart RIA Software• Review and Approve: o Contribution and Withdrawal Trade Instructionso Opening Account and Closing Account Trade Instructionso New Account Documentationo Sales and Performance Materialo Personal Trading Requests and Reports• Manage Periodic Compliance Tasks using SmartRIA Software

Depew, New York

Client Service and Support including Account servicing – Funds Movement, Profile Management, Account Transfers. Self-Directed IRA Account Service and Support. General assistance with Investment and Account knowledge. Tax Information and Reporting. IRA and other Qualified Account Servicing and Education. Death and Beneficiary Claim Processing.• Executed Trade Orders and Educated Clients on how to place Trades.• Provided Branch Representative Expertise and Support.• Ensured Self, Team, Internal and External clients were aware of and in Compliance with Regulatory and Corporate Rules, Policies, and Procedures.• Computer software including Microsoft Office, AS400, HSBC Intranet, NetX 360, and other proprietary and non-proprietary software to report activities and complete tasks.

Depew, New York

Orchard Park, New York

• Work with clients to determine their financial needs and goals and discuss with them strategies available to help them achieve those goals. • Create and deepen relationships with clients through ongoing communication to develop opportunities for asset gathering, financial advice and portfolio management. • Execute client trades and other instructions.• Manage branch activities with professionalism and within compliance guidelines to meet client transaction needs and to develop further relationship opportunities.

Getzville, New York

• Independent Financial Consultant providing advice and services, concentrating on individual retirement planning for teachers and other public service employees.• Work with clients to begin, continue, and increase retirement savings using 403(b), IRA, and other tax-advantaged programs.• Offer full suite of solutions including life and long-term care insurance, annuities, and managed portfolios. • Establish and promote retirement plans with employers that did not previously provide them. Helped to develop the Chautauqua-Cattaraugus Library System 403(b) plan.

Buffalo, New York

• Provide personalized financial services to affluent clientele requiring international services, including banking, investment, insurance, and commercial services, as required by the customer. • Work as direct connection to HSBC for any and all client financial needs and requests, with expertise in multinational banking relationships. • Provide clients with opportunities to benefit from any and all services provided by HSBC Group while deepening and broadening their relationship with HSBC USA. • Create rapport with clients to discover and uncover their needs and enable HSBC to meet those needs and exceed client expectations. • Use MCD, HSBC Intranet, and other proprietary and non-proprietary software to report activities and complete tasks.

Buffalo, New York

• Review for suitability and approve or decline annuity, mutual fund, bond, and equity trades and accounts. • Review account and trade paperwork for accuracy and completeness. • Review applicable legal documents (trusts, Powers of Attorney, and estate documents) for accuracy and completeness. • Advise field representatives on suitability and paperwork. • Use COMPASS Workflow and other proprietary and non-proprietary software to execute duties.

Buffalo, New York

• Execute equity and mutual fund trades for clients and financial consultants.• Maintain client relationships regarding account and settlement information.• Research account information for customers and branch representatives.• Track and resolve late trade settlements for both securities and payments.• Make customer margin calls and track resolution of margin exceptions.• Resolve account issues and gather information from brokerage clients.• Manage multiple projects while meeting daily deadlines.• Resolve any other client and back office matters as needed.

Buffalo, New York

• Electronic and physical non-cash transfers of assets among and between internal and external accounts.• Re-registration of physical certificates (stocks, bonds) per client requests.• Buy/ sell/ transfer/ re-register/ maintain in vault depository ineligible, closely held, and restricted securities.• Transfer/ re-register/ open/ liquidate/ reconcile dividend reinvestment plans held by trust clients.• Research viability of old/ mature/ worthless certificates.• Reconcile discrepancies with transfer agents, depositories, and clients.

Buffalo, New York

• Perform Depository Trust Company uploads using SunGard Trustware system, correct errors and insufficient data in uploaded trade data.• Maintain approximately 75 turnaround accounts (high-volume buy/sell accounts), auto- faxing daily statements, reporting Regulation U compliance.

West Seneca, New York

• Perform teller functions such as deposits, withdrawals, and maintain cash drawer.• Promote bank products to customers.

Bachelor Of Science (B.S.), Financial Planning And Services, 3.8

Activities and Societies: Magna Cum Laude, Academic Honors.Courses included: Financial Planning, Investment Planning, Insurance Planning.

General Banking Diploma, Banking And Financial Support Services, 4.0

Courses included: Principals of Banking and Economics for Bankers