Kehinde Ogunleye Email & Phone Number

Falkirk, Gb

United Kingdom

•Performed Sanction screening on corporate entities, related parties, director’s and UBO’s using Equifax and world check for red flags and adverse negative triggers and discount adverse press media or fraud alerts based on discounting parameters such as false negatives, full name, date of births, location, and age appropriately and escalate to advisory SME team for further investigation and management approval base on bank risk appetite. •Ensuring implementation of all sanction directive base on sanction regimes - specific country sanction prohibitions from sources included on; Office of Foreign Assets Control (OFAC), EU Sanctions, UK and UN list & raising SARs on red flag documents, transaction, adverse press & screening and escalate to MLRO for further action. •Investigate the client’s profile for anti-money laundering (AML), counter-terrorist financing (CTF) and Sanction risk. Ensure the client’s geographical jurisdiction of incorporation of entity, business nature and residential location of the UBO’s and Key parties, counterparties, intermediary and transactional profile and ownership structure and sanction screening compliance with EU money laundering directives and FCA regulations and proceeds of crime act (POCA). •Conducting research on the customer’s case file, to identify related parties, UBO, & directors using companies house and appropriate company registries. Drafting ownership structure chart and drill down to the intermediate beneficial owner and UBO for ID&V and screening. •Investigate unusual transaction patterns for money laundering and terrorist financing, indication of red flags, opaque connection with high jurisdiction, based on JMLSG/FATF/ AML Compliances guidance and legislations, & risk-based approach.•Support the business with its screening facilities for PEPs, sanctions, and adverse media screening, including guidance on effective match resolution, and risk-based calibration of the matching software.

• Ensure client’s profile are compliance with FCA and EU money laundering directive.• Investigate fraud alert and unusual account transaction and raised suspicious activity report (SAR) to MLRO for management action.• Prepare high risk review on international payment and receipts to counterparties and Mandatory high-risk countries. • Ensure all client’s not compliance with FCA and bank policies guidance’s are off-boarded and recommendation to MLRO.• Performed background checks and negative news searches on the entity and related parties and discounted accordingly. • Ensure we capture all related parties’ profile on bank depositories and ensure data protection act is adhered to.• Ensure that case files are complied with internal controls and government regulations. • Identifying anti-money laundering (AML) risks and red flags indicators arising from reviewing client files such as unusual transaction pattern, opaque connect with high jurisdiction, complex beneficial ownership, bearer share & nominee structure, based on JMLSG/FATF / AML Compliances guidance’s and legislations, & risk-based approach.• Investigate, checked and verified customer ID&V for AML and KYC purpose in line with regulatory rules.• Ensure the minimum details for client’s source of Wealth/Funds (SoW/SoF) are captured in compliance with financial regulatory requirements.• Conducting risk assessment on various corporate structure e.g., Funds, Charities, Trusts, Partnerships, Financial Institutions, SPV’s Pensions and Hedge Funds etc. • Actively involved in all enquiries & queries relating to Sanctions, Suspicious Act, Red Flags, Negative news and UAF (Unusual Activity Forms), and EDR (Events Driven Reviews).• Constant review and update of KYC requirements and applying appropriate risk assessments.

* Work with the complaints team to progress complaints to resolution.* Ensuring all ID&V documents were in date and acceptable according to the banks processes and guidelines.* Completing credit risk rating tool to identify customers rating for EDD or CDD.* Assist clients to outline ownership structure and ensure ownership layers are drilldown to the ultimate beneficial owners (UBO) and all Intermediate beneficial owners (IBO) captured for screening.* Assist clients to outline ownership structure and ensure ownership layers are drilldown to the ultimate beneficial owners (UBO) and all Intermediate beneficial owners (IBO) captured for screening.