Keith Andre Email & Phone Number

An accomplished and results-driven professional with more than twenty years of Compliance, Risk Management and Audit experience with two of the Top Tier Investment Banking firms. A diligent, collaborative, integral member of a Central Compliance Management Team involved in the education, monitoring, and advising of employees on legal, regulatory and relevant industry developments in the areas of employee personal trading, outside business affiliations and private investments, as well as regulatory requirements associated with FINRA and NFA registered employees. Possess excellent problem solving skills, in addition to developing and maintaining robust compliance policies and procedures in these areas. Excellent interpersonal skills and is able to communicate and collaborate effectively with senior management, co-workers and customers. A self-motivated, dedicated and conscientious leader and team player.

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  Clark University

  Economics