Senior Vice President - Regulatory Initiatives
Current• Coordinate strategic and regulatory project efforts through ongoing communication with global legal, compliance, front office, operations, and technology teams• Generate Business Requirements Documents outlining forthcoming regulations, their potential impact on the bank, and the internal transformation necessary to ensure regulatory compliance • Direct implementation of reporting projects with internal business units and external vendors through all phases of project lifecycle to meet mandated compliance deadlines• Manage operational execution of foreign exchange and interest rate derivative transaction reporting to comply with CFTC Dodd-Frank reform guidelines and similar regulations imposed by ESMA, MAS, HKMA, and ASIC