Keith Bateman Email & Phone Number

San Francisco, CA, US

San Francisco, California, US

- Promotes a strong compliance culture through the delivery of high quality testing & validation results of regulatory and corporate policy reviews to across the Wholesale lines of business- Developed and Implemented the Cross-Wholesale Testing Approach and Framework to driveoperational efficiency- Provided ongoing thought leadership and subject matter.

Chiyoda-ku, Tokyo, JP

• MUFG Americas Holdings Corporation, San Francisco, CAMUFG Americas Holding Corporate is the holding company of MUFG Union Bank N.A a full-service commercial bank providing an array of financial services to individuals.
• March 2013 – PresentDesigned and Implemented an Internal Control Framework over the Corporate Regulatory Reporting function. Developed a risk based assessment tool to identify high, moderate, and low risk regulatory.
• May 2012 – March 2013Developed and executed the 2012 SOX testing strategy for the Retail Banking division including designing process maps and writing test scripts for 118 internal controls within 14 business.

GB

In the face of an economic downturn, organizations are dealing with unfamiliar challenges which have changed the imperatives for internal audit. While the focus over the past few years has been on regulatory compliance, organizations have now turned their attention to managing their operations and risks more efficiently. Internal audit must now demonstrate.

Dallas, TX, US

As the General Auditor for Comerica Bank California, reported to and worked directly with the Audit Committee, executive and senior management to develop and execute on a risk-based annual audit plan and budget. Managed 16 audit professionals in offices located in Los Angeles and San Jose, CA. Planned and managed internal audits and advisory projects.

Cleveland, Ohio, US

A mega-regional financial services company. Supervised teams with emphasis on proactive risk management, elimination of non-value added procedures, and identification of cost reduction and recovery opportunities.

New York, NY, US

Delivered operational cost savings through efficient systems management and remediation of control weakness in alternative banking channels. Enhanced regulatory compliance and ATM card security by identifying control issues in customer address data file presentation and branch banking operations. Optimized audit procedures by formulating COSO-based.

Implemented financial, regulatory compliance, operational, and fraud internal audits of Investment, Mortgage Servicing and Secondary Trading businesses units.

Master Of Business Administration, Systems Management

Bachelor Business Administration, Finance

Biological Psychology