Keith Duff Email & Phone Number

Miami, FL, US

Miami, Florida, US

Boca Raton, FL, US

Certified Internal Auditor (CIA) Course Instructor

Jersey City, New Jersey, US

Contributor and fact-checker for business and career-oriented articles.

Miami, Florida, US

• Spearheaded the development, implementation, and optimization of key ethics & compliance initiatives (hotline reporting, third party due diligence, anti-corruption training, etc), ensuring compliance with a new French.
• Monitored evolving Sanctions requirements stemming from the Russia-Ukraine war and partnered with HR and Merchandise teams to ensure timely actions taken to bring business activities in compliance.
• Coordinated with other internal control and ethics/compliance resources in the LVMH group to identify critical synergies and share best practices, ensuring unity across the entire platform in alignment with executive.
• Performed annual tests of internal controls to probe weaknesses and evaluate responses, ensuring a unified response across the organization to maintain alignment with controls and compliance protocols
• Championed additional risk assessment initiatives to identify and report significant risks to the LVMH group

Coral Gables, Florida, US

• Led audit teams in a comprehensive audit of the transportation department as well as of trade incentive agreements, pivoting off a proven track record and intimate industry expertise to ensure success
• Collaborated in the accurate and timely completion of testing and auditing of financial reporting controls as part of the company’s annual SOX compliance initiative
• Researched comprehensive and targeted best practices for internal audits and developed a competency framework to holistically assess staff competencies and create development plans to ensure alignment with executive.

Miami, FL, US

• Championed a fleet-wide data analysis of environmental compliance practices and implementations to identify any inconsistencies, especially on environmental spare parts kept onboard relating to MARPOL requirements
• Benchmarked harassment and sexual harassment prevention practices across the organization, completing a cross-brand project to ensure a unified set of policies and investigation procedures were in place, aligned with.
• Collaborated on other ad-hoc projects within the risk advisory and assurances team to eliminate redundancies, revise strategies, improve efficiencies, etc.

Miami, Florida, US

• Oversaw teams of 3-4 auditors to complete compliance audits on anti corruption and ethics across Latin American institutions, ensuring alignment with established regulatory guidance and best practices
• Developed a strategic and tailored risk assessment document and questionnaire to identify high-risk areas for corruption, utilizing an audit program to validate the adequacy of corruption controls and preventative.
• Supervised teams of 3-4 auditors in the performance of targeted financial reviews in Latin America, ensuring watertight conformance to company accounting policies and US GAAP
• Leveraged fluent Spanish and Portuguese language skills to effortlessly liaise between stakeholders, auditors, and company representatives, streamlining audit operations and ensuring frictionless execution of audit.

UK, Australia, Spain, Chile, Poland, New Zealand, Hong Kong SAR, Türkiye, Brazil, Mexico, The US, Middle East, Ireland, Saudi Arabia And India., GB

• Forged strategic partnerships with risk management and compliance functions to deliver integrated assurance across 3 lines of defense in a risk management model in the financial services/insurance sector
• Conducted a comprehensive risk assessment of all health insurance-related processes, including underwriting, enrollment, claims, and administration, to develop a strategic risk-based internal audit plan
• Pioneered the creation and optimization of the risk-based internal audit plan, leading teams to implement and complete tasks according to defined protocols and practices in coordination with management, addressing any.
• Presented quarterly updates of internal audit findings and activities during audit committee meetings for Bupa’s Florida-registered insurance company
• Partnered with global team in the UK to assess claims fraud management practices across the Bupa Global team to identify and implement leading practices and controls to prevent and detect fraud in the claims.
• Directly responsible for a high-impact finding around tax compliance, eliminating delinquency, and streamlining reporting surrounding 3rd party agent payments to avoid future issues and ensure frictionless operations

Lake Forest, Illinois, US

Madrid, Community Of Madrid, ES

Bachelor Of Business Administration (B.B.A.), Major: Finance - Minors: Spanish And French

Education record

French Language

Portuguese Language