Keith M. Falconer Llb Ca
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Keith M. Falconer Llb Ca Email & Phone Number

Short sabbatical at None
Location: London, England, United Kingdom 12 work roles
1 work email found @dws.com 1 phone found area 203 LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 86%

Contact Signals · 1 work email · 1 phone

Work email k****@dws.com
Direct phone (203) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
None
Role
Short sabbatical
Location
London, England, United Kingdom
Company size
3326 employees

Who is Keith M. Falconer Llb Ca? Overview

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Quick answer

Keith M. Falconer Llb Ca is listed as Short sabbatical based in London, England, United Kingdom. AeroLeads shows a work email signal at dws.com, phone signal with area code 203, and a matched LinkedIn profile for Keith M. Falconer Llb Ca.

Keith M. Falconer Llb Ca previously worked as Global AFC Change at Dws Group and DCO Special Projects at Dws Group.

Company email context

Email format at None

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*@dws.com
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AeroLeads found 1 current-domain work email signal for Keith M. Falconer Llb Ca. Compare company email patterns before reaching out.

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Profile bio

About Keith M. Falconer Llb Ca

Risk Leader and Compliance Professional. Currently delivering efficiency and effectiveness improvements for DWS Group, differentiating DWS, the Asset Management business of DB Group, from its global banking parent. Recruited as Global Head of Anti-Financial Crime for DWS Group (Deutsche Asset Management, a division of Deutsche Bank prior to IPO). Tasked with building out a globally compliant, effective and efficient AFC team and model appropriate to the profile and risks of a global asset manager ahead of successful IPO and establishing ongoing operational and governance improvements for DWS within DB Group. Approved by both BaFin & FCA for recent AMLO/MLRO roles. Prior to this, led the global risk, compliance and financial crime teams for CMC Markets, a leading global CFD and forex trading company listed on the London Stock Exchange. Was a core part of the executive leadership team who successfully IPO'd the business in difficult market conditions and then led the firm's proactive engagement with global regulators through a period of extensive CFD Product Reform whilst developing and embedding the risk management framework, tools and disciplines. FCA approved as CF10 for CMC Markets. Prior to this I was Head of Risk & Compliance for Standard Life Investments (London Operations) and Group Head of Financial Crime for Standard Life plc. Specialities: Risk & Compliance. Financial Crime. Regulatory Change. Enterprise Risk Management. Conduct Risk. Bribery Act. Operational Risk. Brexit & EU Regulation. Anti Fraud. Anti Money Laundering. Sanctions Risk. Financial Irregularities. Investigations. Interviewing. Ethics & Integrity. CF10. CF11. IPO. M&A. Carve-outs.

Listed skills include Financial Services, Fraud, Operational Risk, Aml, and 43 others.

Current workplace

Keith M. Falconer Llb Ca's current company

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None
None
Short sabbatical
London, GB
Website
dws.com
Employees
3326
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Company profile
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12 roles · 30 years

Keith M. Falconer Llb Ca work experience

A career timeline built from the work history available for this profile.

Short Sabbatical

London, GB

Global Afc Change

Current
Dws Group

City Of London, England, United Kingdom

Feb 2022 - Present

Dco Special Projects

Dws Group

United Kingdom

Responsible for various change initiatives across the control & compliance area at DWS Group.

Mar 2021 - Feb 2022

Change Execution Director

Dws Group
Jan 2020 - Mar 2021

Head Of Anti Financial Crime

Dws Group

London, United Kingdom

Global Head of AFC for DWS, the Asset Management division of Deutsche Bank AG. DWS Group has over €700bn AUM globally. FCA approved CF11 for UK entities and BaFin registered AMLO for DWS Group.

Oct 2017 - Jan 2020

Global Head Of Compliance (Cf10)

Cmc Markets

London, United Kingdom

Responsible for the global framework of risk identification and mitigation covering regulatory risk, conduct risk, financial crime risks and operational risks. CMC Markets is a global company offering retail forex and CFDs from 14 locations worldwide. Personally authorised by the FCA as CF10 and held a Gambling Commission Personal Management Licence.

Sep 2015 - Oct 2017

Head Of Risk & Compliance

Standard Life Investments

London / Edinburgh

Acted as CRO for Standard Life Wealth, a growing discretionary asset management company within the Standard Life Group as well as being the London Head of Risk & Compliance for Standard Life Investments, the leading asset manager and the Group Head of Financial Crime for Standard Life plc, the global life company.

Dec 2014 - Aug 2015

Head Of Risk & Compliance

Standard Life Wealth

London, United Kingdom

Standard Life Wealth is a discretionary investment manager dedicated to meeting clients’ individual investment goals - from wealth preservation to wealth generation. Launched in 2008 it manages around £6.5 billion of assets for private clients, charities and pension schemes.During this time I was Head of Risk & Compliance and a member of ExCo for SLW.

Sep 2014 - Aug 2015

Group Head Of Financial Crime

Standard Life Plc

Edinburgh, United Kingdom

Leading the anti-fraud, anti-money laundering, sanctions compliance and anti-bribery strategies at a multi-national plc. Previously responsible for managing FCA relationship. Developed elements of the risk management framework as it applied to financial crime risks and regulatory risks. Led key workstreams on significant M&A activity to dispose of elements.

Oct 2006 - Aug 2015

Examinations

Icas

Part of the examination setting and marking teams for the Test of Professional Skill, Assurance & Business Systems and Advanced Finance papers

2004 - 2007 ~3 yrs

Director Of Forensic Services

Pkf

Responsible for the establishment and development of the Scottish forensic practice for PKF, delivering fraud investigation and expert witness services.

2002 - 2006 ~4 yrs

Audit; Forensic Services

Kpmg

Progression from auditor to forensic services manager, based in Glasgow initially, in Guernsey for two years and in Edinburgh latterly. Broad range of audit and consulting experience across a number of sectors, together with forensic accountancy and fraud investigation experience.

1996 - 2002 ~6 yrs
Team & coworkers

Colleagues at None

Other employees you can reach at dws.com. View company contacts for 3326 employees →

JF Jörg Fuhr Jörg Fuhr Offenbach, Hesse, Germany, Germany View → RM Roberta Mazzella Roberta Mazzella Milan, Lombardy, Italy, Italy View → LG Lukas Gröber Lukas Gröber Frankfurt Rhine-Main Metropolitan Area, Germany View → HO Hannah Otto Hannah Otto Frankfurt, Hesse, Germany, Germany View → KT Katharina Thomas Katharina Thomas Frankfurt Rhine-Main Metropolitan Area, Germany View → SD Star Dela Cruz Star Dela Cruz Philippines, Philippines View → MT Monia Tittelbach Monia Tittelbach Frankfurt Rhine-Main Metropolitan Area, Germany View → MS Marjorie Salanga, Cpa Marjorie Salanga, Cpa Metro Manila, National Capital Region, Philippines, Philippines View → HH Henning Hollwitz Henning Hollwitz Frankfurt, Hesse, Germany, Germany View → JC Joseph Criscio, Cams Joseph Criscio, Cams Englishtown, New Jersey, United States, United States View →
FAQ

Frequently asked questions about Keith M. Falconer Llb Ca

Quick answers generated from the profile data available on this page.

What is Keith M. Falconer Llb Ca's role at their current company?

Keith M. Falconer Llb Ca is listed as Short sabbatical.

What is Keith M. Falconer Llb Ca's email address?

AeroLeads has found 1 work email signal at @dws.com for Keith M. Falconer Llb Ca.

What is Keith M. Falconer Llb Ca's phone number?

AeroLeads has found 1 phone signal(s) with area code 203 for Keith M. Falconer Llb Ca.

Where is Keith M. Falconer Llb Ca based?

Keith M. Falconer Llb Ca is based in London, England, United Kingdom.

What companies has Keith M. Falconer Llb Ca worked for?

Keith M. Falconer Llb Ca has worked for Dws Group, Cmc Markets, Standard Life Investments, Standard Life Wealth, and Standard Life Plc.

How can I contact Keith M. Falconer Llb Ca?

You can use AeroLeads to view verified contact signals for Keith M. Falconer Llb Ca, including work email, phone, and LinkedIn data when available.

What skills is Keith M. Falconer Llb Ca known for?

Keith M. Falconer Llb Ca is listed with skills including Financial Services, Fraud, Operational Risk, Aml, Financial Risk, Risk Management, Anti Money Laundering, and Corporate Governance.

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