Director Of Operations
Current- Structured fixed income instrument, enabling a client to assemble $50mn pool of capital; acted as registrar, transfer, and paying agent
- Traded spot, forward, and swap FX and precious metal contracts using the Currenex platform as a correspondent of ABN AMRO Clearing Bank
- Bulk upload and approval of 100+ wires daily through segregated multi-currency custody accounts with HSBC Hong Kong and DBS Singapore
- Created firm-wide policies for compliance with Foreign Account Tax… Show more
- Created firm-wide policies for compliance with Foreign Account Tax Compliance Act (FATCA - US) and registered as a Model II foreign financial intermediary.
- Developed firm-wide policies for KYC and CFT-AML compliance procedures in line with Hong Kong Customs and Excise Department (HKCED) and Financial Action Task Force (FATF) guidelines