• Structured fixed income instrument, enabling a client to assemble $50mn pool of capital; acted as registrar, transfer, and paying agent• Traded spot, forward, and swap FX and precious metal contracts using the Currenex platform as a correspondent of ABN AMRO Clearing Bank• Bulk upload and approval of 100+ wires daily through segregated multi-currency custody accounts with HSBC Hong Kong and DBS Singapore• Created firm-wide policies for compliance with Foreign Account Tax… Show more • Structured fixed income instrument, enabling a client to assemble $50mn pool of capital; acted as registrar, transfer, and paying agent• Traded spot, forward, and swap FX and precious metal contracts using the Currenex platform as a correspondent of ABN AMRO Clearing Bank• Bulk upload and approval of 100+ wires daily through segregated multi-currency custody accounts with HSBC Hong Kong and DBS Singapore• Created firm-wide policies for compliance with Foreign Account Tax Compliance Act (FATCA - US) and registered as a Model II foreign financial intermediary.• Developed firm-wide policies for KYC and CFT-AML compliance procedures in line with Hong Kong Customs and Excise Department (HKCED) and Financial Action Task Force (FATF) guidelines• Operating experience in Hong Kong, Singapore, China, Taiwan, Switzerland, the Netherlands, England, Malta Show less

• Registration and management of money service operator (MSO) license with Hong Kong Customs and Excise Department (HKCED)• Creation and implementation of know your customer (KYC) and anti-money laundering (AML) compliance procedures in line with HKCED and Financial Action Task Force (FATF) guidelines