Ken Barcia Email & Phone Number

Newark, Delaware

• Provide Risk focused review and advisory services related to individual and commercial investment clients. • Conduct financial data review and topical research.

Atlantic City, New Jersey

• Project management leader of regulatory compliance filings and program related legal proceedings.• Participated in negotiation process with the New Jersey Board of Public Utilities and the Rate Counsel/Customer Advocacy.• Forecasting of both short and long-term revenue requirements for rate case planning.• Managed the Company's tariff and the implementation of periodic changes.• Evaluated regulatory matters; consulted senior management of potential impacts; made recommendations for alternatives.• Assisted with hiring and utilization of outside subject experts related to Company filings.• Provided testimony related to the Company's position in all program/clause filings with the State Board of Public Utilities.• Responsible for financial evaluation of new business opportunities (existing and/or new customers) and for the preparation of approval petitions.

Folsom, Nj

• Credit and market risk evaluation, monitoring and reporting. • Hedging policy adherence.• Dodd-Frank / ICE platform administrator.• Responsible for multi-million dollar credit requests.• Strong project management skills required.• Enterprise Risk Management (ERM) Program development, oversight, administration and reporting. • Maintained and monitored required security and insurance to mitigate exposure. Facilitated annual policy renewals and managed associated costs.• Provided risk adjusted analysis and high-level analysis to senior management.• Customer service excellence. Acted as liaison between sales personnel and external counterparty personnel. Built internal relationships in support of credit efforts.• Identified, monitored and reported on the highest strategic risks.• Prepared financial statement disclosures.• Reviewed and approved nearly all company business contracts.

Princeton, Nj

• Audit management responsibilities for the leader in language instruction and corporate educational services, with locations worldwide.• Responsible for all phases of audit work, from scheduling and planning, through fieldwork, concluding and reporting.• Experienced in conducting Financial and Accounting reviews, operational assessments and compliance audits.• Extensive International travel.

Managed the compliance and internal audit efforts of a publicly traded, $250M global organization. • This included several phases of annual work, from planning, resource coordination and fieldwork travel, to communication with Management at each company location.• Communicated audit results and internal control and/or compliance concerns to the Audit Committee on a quarterly basis. This included creation of presentation materials, recommendations for remediation, key updates and both internal and external budget analysis.• Conducted annual risk assessments with required personnel to identify key controls and areas of focus, with emphasis on value-added return. Evaluated new or existing design of controls, provided feedback and/or review of Management’s process documentation and addressed business related risks as applicable.• Provided project management and oversight of all aspects of K-Tron’s Information Technology/General Computer Controls testing.• Maintained consistent, on-time execution and preparation, related to all audit areas, both internally and externally, of key audit deliverables.• Reinforced and maintained a solid internal control environment throughout the K-Tron organization.

• Performed functions related to financial statement preparation for large division of aglobal, publicly traded, industry leading manufacturing company that produces high-end processing, material handling and pneumatic conveying equipment.• Provided timely, accurate and thorough financial data directly to the Vice President of Finance.• Delivered detailed analysis for use in budget preparation, margin and performance monitoring,and planning of various global initiatives.• Responsible for the training, development and monitoring of four finance department personnel, including A/R, A/P, Payroll and General Ledger accountant.• Involvement in creating and implementing company-wide cost control efforts.

Greater Philadelphia Area

Worked independently at both large and small client sites; performed client-specific audit testing and analytical procedures to ensure conformity with US GAAP.• Responsible for performing client-specific audit tests, analytical procedures and tests of details.• Development of work papers associated with assigned, standard phases of the complete auditprocess.• Audit client information to ensure fair presentation of their financial position in conformitywith GAAP.• Gained experience with both large, public organizations, as well as smaller, privately heldcompanies.• Tested, recorded and evaluated client financial systems and assisted in advising them ofrequired improvements.• Provided process analysis to each client, which improves the efficiency and effectiveness of theclient systems and processes.• Client interaction with emphasis on monitoring of customer expectations/satisfaction.

Bba, Accounting/Finance

Activities and Societies: Member: institute of Internal Auditors (IIA) Member: Beta Gamma Sigma Member: Beta Alpha Psi

Continuing Education, Iia Course - Internal Controls For The Modern Age

Education record