Finance Operational Risk Management - Lead Associate
Current
Oct 2023 - Present
AeroLeads people directory · profile
Ken Lu Email & Phone Number
Risk Management | Internal Controls | Audits | SOX | Compliance | Talent & Performance Management
at
Fannie Mae
LinkedIn matched
✓ Verified July 2026
3 data sources
Profile completeness 86%
Current company
Role
Risk Management | Internal Controls | Audits | SOX | Compliance | Talent & Performance Management
Location
Greater Richmond Region, United States
Who is Ken Lu? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Ken Lu is listed as Risk Management | Internal Controls | Audits | SOX | Compliance | Talent & Performance Management at Fannie Mae, based in Greater Richmond Region, United States. AeroLeads shows a matched LinkedIn profile for Ken Lu.
Ken Lu previously worked as Finance Operational Risk Management - Lead Associate at Fannie Mae and Risk Manager, Finance Risk Management at Capital One. Ken Lu holds Bachelor Of Business Administration - Bba, Finance, General from James Madison University.
Company email context
Email format at Fannie Mae
This section adds company-level context without repeating Ken Lu's masked contact details.
Fannie Mae
Review company-level records connected to Ken Lu before choosing the right outreach path.
Profile bio
About Ken Lu
Accomplished Risk Management Professional with 10+ years of experience in both 1st and 3rd Lines of Defense functions from two Fortune 100 companies, including Big 4 experience. 4+ years of coaching and leading a team of risk professionals including talent and performance management experience. Adept at identifying, assessing, and mitigating risks across the business and ensuring compliance with legal and regulatory requirements. Proven track record of effectively collaborating with cross-functional teams and senior management to develop and implement effective risk management strategies, frameworks, and policies. Highly organized, attention to detail, and motivated to network and build relationships through effective communication. Committed to fostering a risk-aware culture and maintaining a forward-thinking approach to risk management.
Current workplace
Ken Lu's current company
Company context helps verify the profile and gives searchers a useful next step.
9 roles
Ken Lu work experience
A career timeline built from the work history available for this profile.
Risk Manager, Finance Risk Management
First line risk advisor for International Card Finance. Advises the UK Finance leadership team through developing and implementing risk management strategies and frameworks, ensuring compliance with applicable laws & regulations, enhancing internal controls, and supporting issues and events remediation.
Feb 2021 - Oct 2023
Principal Associate, Finance Risk Management
First line risk advisor to the Finance Controller's organization. Responsible for working with business partners to identify and mitigate potential risks through risk assessments, process control design and governance, change management, and issue and event remediation.
Jun 2019 - Feb 2021
Principal Associate, Internal Audit
Performed various Risk Management audits as the Auditor-in-Charge and as audit staff.
Feb 2016 - Jun 2019
Senior Associate, Risk Advisory
Assisted management in the delivery of financial and operational audit & exams and Sarbanes-Oxley attestation engagements.
Sep 2013 - Feb 2016
Associate, Risk Advisory
Performed controls testing to assess the design and operating effectiveness relative to SOX controls as well as compliance controls.
Aug 2012 - Aug 2013
Business Auditor
Examined and verified balance sheets, profit & loss statements and account books from local businesses for audit purposes.
Mar 2010 - Jul 2012
Pricing Analyst
Supported the development and implementation of new and existing pricing execution structures. Established controls for assuring the accuracy of internal reports and disclosures in compliance with Sarbanes-Oxley.
May 2007 - May 2009
English Teacher
Jan 2006 - Jan 2007
1 education record
Ken Lu education
FAQ
Frequently asked questions about Ken Lu
Quick answers generated from the profile data available on this page.
What company does Ken Lu work for?
Ken Lu works for Fannie Mae.
What is Ken Lu's role at Fannie Mae?
Ken Lu is listed as Risk Management | Internal Controls | Audits | SOX | Compliance | Talent & Performance Management at Fannie Mae.
Where is Ken Lu based?
Ken Lu is based in Greater Richmond Region, United States while working with Fannie Mae.
What companies has Ken Lu worked for?
Ken Lu has worked for Fannie Mae, Capital One, Kpmg, Henrico County, and Freddie Mac.
How can I contact Ken Lu?
You can use AeroLeads to view verified contact signals for Ken Lu at Fannie Mae, including work email, phone, and LinkedIn data when available.
What schools did Ken Lu attend?
Ken Lu holds Bachelor Of Business Administration - Bba, Finance, General from James Madison University.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Ken Lu you were looking for.
View similar profiles
