Ken Lu Email and Phone Number
Accomplished Risk Management Professional with 10+ years of experience in both 1st and 3rd Lines of Defense functions from two Fortune 100 companies, including Big 4 experience. 4+ years of coaching and leading a team of risk professionals including talent and performance management experience. Adept at identifying, assessing, and mitigating risks across the business and ensuring compliance with legal and regulatory requirements. Proven track record of effectively collaborating with cross-functional teams and senior management to develop and implement effective risk management strategies, frameworks, and policies. Highly organized, attention to detail, and motivated to network and build relationships through effective communication. Committed to fostering a risk-aware culture and maintaining a forward-thinking approach to risk management.
Fannie Mae
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Finance Operational Risk Management - Lead AssociateFannie Mae Oct 2023 - PresentRichmond, Virginia, United States -
Risk Manager, Finance Risk ManagementCapital One Feb 2021 - Oct 2023Richmond, Virginia, United StatesFirst line risk advisor for International Card Finance. Advises the UK Finance leadership team through developing and implementing risk management strategies and frameworks, ensuring compliance with applicable laws & regulations, enhancing internal controls, and supporting issues and events remediation. -
Principal Associate, Finance Risk ManagementCapital One Jun 2019 - Feb 2021Richmond, Virginia, United StatesFirst line risk advisor to the Finance Controller's organization. Responsible for working with business partners to identify and mitigate potential risks through risk assessments, process control design and governance, change management, and issue and event remediation. -
Principal Associate, Internal AuditCapital One Feb 2016 - Jun 2019Richmond, Virginia, United StatesPerformed various Risk Management audits as the Auditor-in-Charge and as audit staff. -
Senior Associate, Risk AdvisoryKpmg Sep 2013 - Feb 2016Richmond, Virginia, United StatesAssisted management in the delivery of financial and operational audit & exams and Sarbanes-Oxley attestation engagements. -
Associate, Risk AdvisoryKpmg Aug 2012 - Aug 2013Richmond, Virginia, United StatesPerformed controls testing to assess the design and operating effectiveness relative to SOX controls as well as compliance controls. -
Business AuditorHenrico County Mar 2010 - Jul 2012Henrico, Virginia, United StatesExamined and verified balance sheets, profit & loss statements and account books from local businesses for audit purposes. -
Pricing AnalystFreddie Mac May 2007 - May 2009Mclean, Virginia, United StatesSupported the development and implementation of new and existing pricing execution structures. Established controls for assuring the accuracy of internal reports and disclosures in compliance with Sarbanes-Oxley. -
English TeacherJoy English School Jan 2006 - Jan 2007Kaohsiung City, Taiwan
Ken Lu Education Details
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Finance, General
Frequently Asked Questions about Ken Lu
What company does Ken Lu work for?
Ken Lu works for Fannie Mae
What is Ken Lu's role at the current company?
Ken Lu's current role is Risk Management | Internal Controls | Audits | SOX | Compliance | Talent & Performance Management.
What schools did Ken Lu attend?
Ken Lu attended James Madison University.
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