Ken Fleming Email & Phone Number

Plano, Tx, Us

Dallas, Texas, Us

Hedge fund investing primarily in newly public companies such as IPOs, spin-offs, SPACs, and companies emerging from bankruptcy.

Plano, Tx, Us

-Develop and maintain long term (1 to 5 years) and short term (1 to 3 month) revenue and EBITDA models for a $250 million revenue automotive technology SaaS company that are consistently within 5% of actual results.-Perform ad hoc analyses of hypothetical scenarios including $100 million M&A, new pricing plans, new market entrance and partnerships using Workday, Salesforce, Python, Power BI, Netsuite, Google Sheets and SQL databases.-Develop and maintain Power BI dashboards tracking more than 20 KPIs enabling management to monitor business performance in real time and inform critical business decisions.- Prepare annual budget for lenders and management and track throughout the year. Explain any significant variances and make recommendations for revenue growth and expense management based on data.

New York, Ny, Us

- Managed a multimillion dollar long/short separate investment account for Lookout Mountain Capital, a fund of hedgefunds, utilizing the Jones Model and focused on lesser known companies such as micro-capitalization stocks, spin-offs, newissues and companies emerging from bankruptcy in the consumer, healthcare and technology industries.· Account has posted an audited return of +15% vs. a return of -19% for the benchmark Russell 2000.· Developed bottoms up investment ideas through interviews with company management, company SEC filings and pressreleases, investor conferences, conference calls, investor web sites, industry periodicals and research services.· Maintained proprietary earnings models for all stocks in the portfolio (typically 30-50) based on commentary from multiplelevels of management, discussions with competitors and suppliers, company SEC filings, and industry projections.· Made all buy and sell decisions, all decisions on exposure levels, executed all trades, interacted with prime broker andcommunicated with key investor through monthly performance updates and detailed quarterly investment letters.

· Founded a long/short US equity hedge fund that grew from $1.5 million in assets at inception to over $50 million in assetsin the span of just two years and included several fund of hedge fund investors.· Assisted in the creation of Clipper's investment philosophy and marketing material and led numerous meetings withpotential investors.· Trained and supervised 4 analysts in their research of companies, created a proprietary research template for analyzingpotential longs and shorts used by the entire firm and developed day to day operating procedures.· Acted as portfolio manager for the firm; during which time the fund posted an auditedreturn of +30% vs. a return of +25% for the benchmark Russell 2000.

Nicosia, Cy

· Researched and published over 250 reports on initial public offerings for institutional investors including Fidelity, Putnamand Dreyfus. Focused on software, telecommunications, specialty retail and Internet companies.· Made buy and sell recommendations based on IPO reports and additional research to portfolio managers of the IPO PlusAftermarket Mutual Fund (IPOSX), which gained +115% during its first full year in 1999.· Wrote weekly, quarterly and year end commentary on the initial public offering market that was sent out to institutionalclients and featured on major financial web sites including E*Trade and Datek Online.· Frequently quoted in the financial press such as The Wall Street Journal, Barron's, The New York Times, and Investor'sBusiness Daily speaking about the initial public offering market and specific IPOs.· Developed and maintained a web site focused on the initial public offering market, www.IPOhome.com, that averaged 250,000 visits per month and included electronic commerce capabilities and paid advertising.

Masters, Business Administration; Finance

Bachelor Of Arts, Economics