Ken Lui, Cfa Email & Phone Number

Toronto, Ontario, Canada

Hyderabad, Telangana, India

• Business Owner - Private Equity / Real Assets Funds
• Oversee 5 private market platforms (Real Assets NAV accounting, Private Equity: APAC NAV accounting, Middle office, NA NAV accounting, Tier 1 client specific roll out) and managing department over 100 employees
• Stakeholder management ranging from onshore business leads to senior executives; to ensure continued confidence & growth in India hub
• Produce and present management reporting for senior leaders to highlight key operational metrics, successes and challenges. (KPI, KRI, Hub Parity / Strategy)
• Improved service quality for at risk clients to ensure meeting SLA and productivity metrics; detailed and hands on management for critical clients resulting in improved production and client satisfaction
• Manage responsibilities against internal and external audit control and compliance, risk management, procedural documentation and business continuity

London, England, United Kingdom

• Project Management
• Collaborate with business and IT owners in the design of ESP DataMart
• Document and analyse current and future data requirements to ensure that requirements are met while maintaining reasonableness of data requests
• Analyse and consolidate data collected from Operations BUs into deck for Management Committee to understand data needs and requirements
• Research and dissect data elements for current and future state applications and create the data flow mapping onto the new platform
• Evaluate BRDs (business requirement documents) to determine if they are compliant with Data Governance

Boston, Massachusetts, United States

• Global Operations Data Governance
• Certified as a Data Steward
• Design and implement project plan to achieve Data Governance Maturity Level 1
• Effectively liaison between internal data governance body and SMEs to ensure requirements and goals are aligned
• Collaborate with Operations governance team to design and create monthly metrics and management reporting deck
• Provide training to SMEs to educate governance framework / concepts; proactively managed issues to ensure targets are met

Toronto, Ontario, Canada

• Regulatory Standard and Risk Analytics Toronto Canada, State Street Global Exchange
• Develop customised client solutions for regulatory requirements
• Research and understand new regulatory requirements / whitepapers to anticipate client stress points and critical needs
• Focused on understanding asset owners’ need for hedge investment liquidity
• Analysed SEC Ruling 22e-4 and identified critical requirements of compliance (asset classification, liquidity rating, minimum cash reserve etc…)
• Analysed Major Swap Participants qualifications and reporting needs and took active role to present findings to an existing client

Toronto, Ontario, Canada

• Fund Accounting Director
• Oversee client relationships as primary contact
• Manage team against internal and external audit control and risk management
• Ensure NAV, financial statements and regulatory reporting are compliant with QA and GAAPS
• Collaborate with auditors, client and stakeholders to manage their queries and concerns, ensuring that relevant information is provided accurately
• Develop tools to streamline workflow and maximising efficiency

Toronto, Ontario, Canada

Fund Accounting ManagerIFS, State Street Global Services