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Kenneth Booth is listed as AML Analyst Operations Reconciliations with Expertise in Financial Risk || Open to New Opportunities based in Staten Island, New York, United States. AeroLeads shows a matched LinkedIn profile for Kenneth Booth.
Kenneth Booth previously worked as Associate - Fixed Income Purchase and Sales /US Brokerage Operations (Consultant) at Rbc Capital Markets and Associate Specialist at Broadridge Outsourcing Services. Kenneth Booth holds E-Learning Courses, Aml from Finra.
AML Analyst Operations ReconciliationsConnect with me using:
Listed skills include Equities, Fixed Income, Financial Services, Settlement, and 29 others.
A career timeline built from the work history available for this profile.
Greater New York City Area
• Reconcile corporate bonds, breaks and escalate to correspondents and various trading areas.• Confirming trades in obligation warehouse, making blotter switches and corrections in Impact/ICI systems• Sending emails to brokerage firms for confirmation of trades• Assisting settlements on reclaims• Balancing purchase/sales overnight edit report and pair off breaks
Jersey City, Nj
· Reconcile Stocks and Bonds trades for TRIACT, CNQ. CDNX. TSE, ICX, ALPHA and CHIX exchanges using the Canadian Arrow system · Balance and accurately reconcile intra company and external company breaks · Process equity breaks by picking up step outs from brokers on OCS system, and submitting step outs to contra brokers on OCS and ACT· Research, identify and resolve discrepancies to the satisfaction of all involved parties· Allocate problems to the correct customers to avoid loss · Adjust operational errors to ensure proper functioning of systems and processes · Proactively identify, research and resolve issues based on response from customers· Ensure aged problems are given priority attention in order to minimize operational risk· Manually process trade exceptions and adjustments that the standard ticketing system cannot process from trading desk· Played a key role in Disaster Recovery testing Involved in testing various work functions during migration from ADP to IBM systems· Reconcile Exchange Rate discrepancies ensuring correct usage of factor rates in correspondent clearing· Process Bloomberg adjustments· Serve as subject matter expert to clients on Prospectus inquiries· Manage Ex Clearing bonds and equities processes including ex clearing bond fail run for outsourcing clients, verification of bonds and equities with contract brokers, and fails through DTC · Manage fixed income bonds clearing process, including stamp broker advice on RTTM, resolving breaks with contra brokers, and reconciling breaks in suspense accounts· Oversee the equities on contracts process by sending out breaks for new day as well as past settlement days. Monitor equity suspense account and resolve breaks· Monitor and reconcile suspense accounts and firm balancing for outsourcing clients
New York, Ny
· Reconcile intra company breaks· Researching and identifying discrepancies· Allocating problems to the correct areas within the trading department· Adjust all operational errors· Take appropriate action to resolve issues based on response from trading desk· Ensure aged problems are given priority attention in order to minimize operational risk· Manually process trade exceptions and adjustments normal ticketing system cannot process from trading desk
New York, Ny
· OTC contract· Muni Bonds operation· Coding and figurations
Greater New York City Area
NBC NCO of the HHD 106th Maintenance BN NYARNG - responsible for training soldiers in the unit on proper decontamination procedures Nuclear, Biological and Chemical warfare.
Completed all AML e-Learning courses offered by FINRA.
Brokerage Operations
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Kenneth Booth is listed as AML Analyst Operations Reconciliations with Expertise in Financial Risk || Open to New Opportunities.
Kenneth Booth is based in Staten Island, New York, United States.
Kenneth Booth has worked for Rbc Capital Markets, Broadridge Outsourcing Services, Cibc World Markets, Oppenheimer & Company, and Ny Army National Guard.
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Kenneth Booth holds E-Learning Courses, Aml from Finra.
Kenneth Booth is listed with skills including Equities, Fixed Income, Financial Services, Settlement, Securities, Bloomberg, Trading, and Bonds.
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