Perform quality assurance work to the financial accounting department, including- review on banking returns and survey to ensure the compliance with the Hong Kong Banking Ordinance, Banking (Capital) Rules, Banking (Disclosure) Rules and relevant regulations- assist the Divisional Control Officer (“DCO”) to perform internal control review on the financial control division functional units.- assist in internal End-to-End (E2E) review in operational risk aspect as compliance with HKMA SPM OR-1

Specialized in Financial Services Sector Audit, clients include- Asset management- Virtual bank- PE Fund- Insurance companiesProvided statutory audit services in compliance with HKFRS, US GAAP

Specialized in Financial Services Sector Audit, clients include- Alternative investment management company of Chinese state-owned enterprise (SOE) (serve as co-in-charge)- Branch or subsidiary in Hong Kong for top-tier banks in South East Asia (serve as in-charge), Korea (serve as in-charge), Canada and Japan;- Top-tier market maker in Netherlands (serve as in-charge)- Asset management companies of renowned financial groups in Korea and Japan (serve as in-charge for both)- Cayman Islands mutual fundsProvided credit review service in respect of the requirements of statutory auditProvided statutory audit services in compliance with Hong Kong Company Ordinance, Cayman Islands Mutual Funds LawProvided banking return review service in compliance with Hong Kong Banking Ordinance s63(3) and s63(3a), returns covered include Mainland Activities, Certificate of Compliance, Liquidity Position, Leveraged Ratio, Large Exposures and Capital Adequacy RatioProvided financial resources rules (FRR) return review service in compliance with Securities and Futures (Financial Resources) Rules Cap. 571Provided ORSO (Occupational Retirement Schemes Ordinance) audit service in compliance with the Occupational Retirement Schemes Ordinance

Performed review of the Code of Business Conduct of Inter IKEA System B.V.Drafted and prepared contracts and related materials for contract clearance processFacilitated the Group tender and central procurement processPerformed stock count and prepared report for Food and Beverage section

Audited materials provided by clientsResearched for clients’ business

Prepared business reports for all 30 branches of the companyManaged customers’ credit documentsProcessed data