Kent Keister, Iaccp® Email and Phone Number
🔹 About Me 🔹As an experienced RIA Compliance Consultant, I bring over two decades of diverse expertise in financial services compliance. I specialize in designing and implementing customized compliance and common-sense solutions for my clients to help them strengthen their firm's compliance culture.🔸 Why Work With Me? 🔸🚀 Diverse Expertise: With a robust background spanning management, sales, and regulatory compliance, I offer a unique blend of skills tailored to design and support efficient, comprehensive compliance programs.🔍 Tailored Solutions: Compliance can't be "one-size fits all." I specialize in crafting custom strategies that align seamlessly with your firm's objectives, ensuring compliance becomes a natural part of your business.🤝 Collaborative Approach: Let's tackle compliance together. I empower my clients through our collaborative partnership, guiding them through every step of the compliance journey with transparency, clarity, and support.🔹 Let's Connect! 🔹Ready to elevate your firm's compliance program? Reach out to explore how we can work together to navigate the complexities of compliance seamlessly.
Reliant Compliance
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Founder & Principal ConsultantReliant Compliance Sep 2024 - PresentGreater Columbus Area -
Senior Compliance ConsultantBates Group Dec 2020 - Sep 2024Columbus, Ohio, United States -
Director Of ComplianceBudros, Ruhlin & Roe, Inc. Jan 2020 - Sep 2020
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Compliance OfficerBudros, Ruhlin & Roe, Inc. May 2018 - Jan 2020Columbus, Ohio Area
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Principal Examiner | Branch ExamsLpl Financial Feb 2013 - Apr 2018 -
Senior Examiner | Branch ExamsLpl Financial Oct 2010 - Feb 2013 -
Operations & Controls ManagerPrudential Financial Jun 2009 - Apr 2010 -
Lead Examiner | Branch ExamsLpl Financial Jan 2008 - May 2009 -
Examiner | Branch ExamsLpl Financial Oct 2006 - Jan 2008 -
Account Maintenance PrincipalJpmorgan Chase Sep 2004 - Oct 2006 -
Relationship BankerChase Jul 2003 - Sep 2004 -
Merchandise ManagerBest Buy Sep 2001 - Jul 2003
Kent Keister, Iaccp® Education Details
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Baker College Business And Corporate ServicesBusiness Administration
Frequently Asked Questions about Kent Keister, Iaccp®
What company does Kent Keister, Iaccp® work for?
Kent Keister, Iaccp® works for Reliant Compliance
What is Kent Keister, Iaccp®'s role at the current company?
Kent Keister, Iaccp®'s current role is RIA Outsourced CCO & Compliance Consultant | Providing RIAs with Customized Compliance & Common-Sense Solutions.
What schools did Kent Keister, Iaccp® attend?
Kent Keister, Iaccp® attended Baker College Business And Corporate Services.
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