Keri O'Malley Email & Phone Number

Melissa, TX, US

United States

• Senior Compliance Specialist is interdepartmental role working across all departments to ensure integrity of each loan from closing to payoff. Areas of responsibility for this position are within Production, Closing.
• Created and maintained full physical and digital tracking systems for regulatory compliance of all active loans, including closing, compliance, extensions and payoff stages
• Sustained a 98% average of loan compliance within portfolio

Allen, TX

• As a Senior Credentialing Specialist primary responsibilities focus on authentication for potential and current clients based on KYC compliance due diligence requirements. Specializing in risk management services with.
• Oversee two credentialing specialists, providing both training and guidance throughout the credentialing process.
• Point of contact for credentialing department, providing necessary information ranging from status updates to documentation requests.
• Conduct final review of completed research to either approve or decline potential clients as well as conducting final review of current clients’ annual compliance assessments. Provide approval or rejection/termination.
• Research all red flags found during the initial credentialing process and determine the validity of each incident found, including legal cases, data breaches and OFAC reports.

Dallas, Texas

• As an Investor Relations Lead responsibilities include managing communication between corporate management and its investors. Processing and releasing documentation, handling inquiries and meetings, providing feedback.
• Subject Matter Expert (SME); Point of contact for investor relations associates. Drafted process and procedures for the position of Investor Relations Associate. Oversee and consult for associates needing guidance.
• Point of contact for current and potential investors. Provide guidance to investors on inquiries ranging from how to complete application paperwork to distribution and tax documentation and submit to the appropriate.
• Broker-Dealer liaison for the investor on-boarding process. Review application paperwork and work with broker-dealer, sales representatives and investors on ensuring the application process is successful.
• Compile quarterly investment data from all sectors and complete full assessment reports to be submitted to the Board of Directors. Submit approval reports to the company’s investment community.

Farmers Branch, TX

As a Relationship Manager Liaison responsibilities include conducting extensive research utilizing internal systems of record and external sources in order to deliver a complete Anti-Money Laundering/Bank Securities Act risk assessment for client. Able to understand and apply frequent changes to processes, policies, and requirements, as well as to gather.

Dallas, TX

Maintain broad responsibility in this small law firm, managing the collections department and assisting in general office management. Managed a team of eight, including hiring, training, task assignments, and handling sensitive personnel matters, as well as overseeing staff in drafting collection notifications and foreclosure paperwork. Provide superior.