Kerr Mclernon Email & Phone Number

Edinburgh, GB

Edinburgh, Scotland, United Kingdom

Edinburgh, United Kingdom

• Managing a variety of complex Risk Management-related tasks and activities concurrently with minimal support, meeting expectations on agreed deliverables and timescales.
• Performing in depth analysis and deep dive review activity focusing on specific themes, key processing, regulation and Customer Journeys.
• Contribute to regulatory risk management across Platform Operations, driving improvements in practice.
• Ensure business readiness from a Conduct Risk perspective, ensuring appropriate control frameworks are in place and maintained.
• Building close working relationships, gaining credibility and providing an appropriate level of review, challenge, and influence in business areas when these areas require different types of discussions and have.
• Continuously maintaining and developing technical knowledge, and applying this in conjunction with significant business awareness in order to provide review, challenge, and advice.

Edinburgh, United Kingdom

• Providing assurance to key stakeholders, senior management and the executive that we are compliant with the rules and regulations set out by the FCA, PRA, ESMA and other applicable regulators. Responsibilities to help.
• Reporting regulatory and conduct findings/observations from thematic reviews/Ongoing Assurance tests to Senior Management, the Executive and the FCA on an ad hoc, weekly, monthly and quarterly basis.
• Involved with ongoing assurance testing of specific FCA/PRA regulation (CASS, COBS, INSPRU). This includes mapping, scoping, fieldwork and reporting stages. Determine sampling and understand what specifically the rules.
• Involvement in Thematic Reviews as part of a review team. Involvement within the scoping, fieldwork and reporting stages of the review. Review work also covers communication of findings/results to senior management and.
• Extracting and reconciling initial data to display trends or issues. (i.e. Graphs, Tables, Pivots)
• Root Cause Analysis, Identifying the root cause of the problem and providing recommendations for improvement. This includes reviewal of specific data.

Edinburgh, United Kingdom

Responsibilities included maintaining and developing stakeholder relationships, both internally and externally. Monitoring incoming requests over multiple channels and taking appropriate actions to manage specific requests through to delivery. Facilitating projects such as the Edinburgh Guarantee Programme within Standard Life including organising group.

Edinburgh, United Kingdom

Worked within Quality & Strategy Team in Group Internal Audit. Responsibilities include uploading scope and reports, gathering information, recording of risks and controls, assisting with Control Self Assessments. Taking ownership of Video Conferencing set up and problem solving. Involved in working with Cyrenians charity as communications lead within a.

Areas of focus included reporting on committee meetings, conducting research on specific debates and establishing good relationships with constituents.

Hibernian Football Club, Edinburgh

Responsiblities included customer assistance, ticket sales and ticket collection, dealing with difficult customers in a high paced challenged environment.