Placing Leaders and Building Teams: Specializing in Pricing Strategy, Corporate Finance, PE/VC, Accounting & Investment Banking.

Your legacy is your spokesperson for the future. Who is your spokesperson for your legacy? A unique supporting service of information flow, we understand the pace and level of optionality for those focused on their legacies. Attending meetings as the channel to delivering your most critical messages requiring face-to-face interactions...because you don't have to be running a country to have a private envoy, and not everything can be handled virtually.

Xception Advisory Group serves the sophisticated financial needs of successful entrepreneurs focusing on business succession, family legacy and social impact. We are a boutique financial services firm serving clients primarily in the Southeast. We guide our business owners understanding their motivations, triumphs, goals and concerns with our comprehensive consulting encompassing: Business Exit and Continuation Strategies Multi-Generational Business and Wealth Planning Executive Retention Planning Investment Strategies and Management Tax Planning Risk Management and Insurance SolutionsSecurities and Investment Advisory Services offered through The Leaders Group, Inc. Securities Dealer, Member FINRA/SIPC; TLG Advisors, Inc. Registered Investment Advisor.

We are the leading developer in targeted, effective training programs for FINRA and NASAA securities licensing exams. Through our licensing and advanced designation training programs, we help the world's largest financial institutions educate and license their advisors in order to demonstrate greater value for their clients. We are also a resource for independent and expanding insurance, RIA and broker dealer firms.

CeriFi is a diversified education, training and certification provider serving professionals across the financial services market. As the best in class provider of lifelong learning for the financial services professional, we are proud to offer courses and study materials from our innovative education companies: Dalton Education, Keir Financial Education, Money Education, and Pass Perfect. Whether you are a university student or looking to excel in your career, CeriFi can offer you financial education for every stage of your career. We intend to continue to expand CeriFi's product offering to more holistically address the needs of financial institutions through organic and acquisition initiatives.

Recruited by VP Investments. Generated a 10% client increase and $10MM in assets under management (AUM) by streamlining a referral program to include organizing seminars. To support advisors, I engaged in new client acquisitions, financial planning, as well as trading and asset movement. Furthermore, I administered relationships with high-net-worth clients, while initiating contacts with multiple insurance and investment management companies.

As an investment adviser representative, I increased revenue 24% to 30% annually after designing client segmentation, transitioning, and on-boarding procedures. I streamlined existing client processes for new and revamped service experiences.