Kevin Chen Email & Phone Number

Shanghai, China

Global compliance leadership member, lead global compliance assurance team to delivery monitoring activities and investigation. Also lead digital inititives with global compliance (e.g. data analytical dashboards, POC of AI etc.)for

中国 上海市

中国 上海

Shanghai

Leading a team with 8 compliance professionals (senior managers and managers), design China compliance assurance framework and high quality implementation.As global compliance assurance leadership member, drive global initiative implementation in China markets.Lead local assurance review (from L1 understanding to L3 audits), address high risk area/finding, also providing effective mitigation solutions.Lead local investigation for high quality procedures, reporting and so what solution.Lead China monitoring work, including desktop review and live monitoring, innovative solutions are piloting to enhance both efficiency and effectiveness.Local Compliance Committee (LCC) and Quarterly Compliance Report (QCR) key member, delivery monthly/quarterly reporting to local and regional management leadership team.

上海

Compliance business partner of RIA and CVM BU;Support Asia-PAC operation(6 factory plants in different countries) compliance framework.Data privacy officer of AstraZeneca China.Lead spot check program, compliance scorecard project and deep dive data analysis. Lead internal process simplification projects.Lead AZ China compliance training and policy refreshment.

Shanghai City, China

Compliance business partner of RIA BU and CVM BU, also support APAC operation compliance matters, review business project, setup monitoring plan and perform second line monitoring.Leading compliance scorecard, data analytics and spot check project. Setup measurable and visualized KPI to sales team.Work as Privacy officer of China, perform privacy impact assessment for projects with sensitive data.Member of innovation project committee, review project with digital, device, diagnosis etc elements, overall control project risks.Work as AZ east region compliance officer for 1 year, working closely with first line sales team. Provide day to day support for compliance issues, enhance compliance awareness in sales teams and perform deep dive data analysis to trigger out key risk area for regional sales management teams.Perform investigation for 5 months, dealing with whistle blow.Lead adhoc project, like third party audit, ESM system renovation etc.

Lead SOX audit for Coca Cola china share service center, covering PTP,RTR,OTC,GL,HR cycles and providing process optimization advices.Participate SEWA(south, east and west Africa) BU audit in Kenya for 2 months, covering payroll cycle and FA cycle. High risk finding was raised for system design breach and mitigation controls were suggested and taken into actions soon.Lead FCPA audit in china with ACL system analysis, design the audit program applicable to china bottling group.Participate Bottling group audit for all cycles, covering all the BIG subsidiaries.Perform code of conduct investigation via whistle blow, involving forensic skills for certain cases.

Lead A sharing IPO project, Ganso , food and retail group owned by Taiwanese. Perform consolidation for 15+ subsidiaries and draft consolidated accounts, memo and documents needed by governance.Lead group audit for lots manufacturing groups, like SKF(top bearing company from Sweden), Saint Gobain(top constructure group from France), Sodexo (top food, canteen solution group from France), Total group (top energy group from France) etc.Draft both group reporting and local statutory reports.Get top performer rewards for 3 years consecutively.

Master Of Business Administration - Mba, Emba, Honor Student （Bgs Member）

Activities and Societies: Class committee - Chief Academic Officer

Emba, Emba

Mdp, Mdp

Bachelor'S Degree, Electrical And Electronics Engineering