Kevin Erickson Email & Phone Number

Kansas City, Missouri Area

Engaged in providing service excellence to our clients.

Kansas City, Missouri Area

Seeking a position that would capitalize on my ability to supply complete, accurate and timely information.

Overland Park, Kansas

Brokerage Services Department- Coordinated document control for Variable Products new business from the financial advisors.- Managed the relationship with Waddell & Reed customers to obtain suitability information required by the SEC.- Partnered with other associates to monitor three phone lines and three MS Outlook mail boxes.- Trained several new associates on the foundational aspects of the department.- Created and maintained procedure documentation.Cost Basis Department- Implemented the transition to Cost Basis reporting as required by the Emergency Economic Stabilization Act of 2008.- Subject matter expert liaison to other departments regarding Cost Basis reporting.- Developed and documented procedures and references for compliance with Cost Basis requirements.- Helped software provider (DST) to develop their Cost Basis best practices document.- Maintained up to date records for 1099-B reporting.- Verified and updated information on customer accouns to ensure accurate tax reporting.Shareholder Tax Department- Verified and updated information on customer accounts to ensure accurate tax reporting.- Coordinated IRS reporting for IRS statements 1099 and 5498 and the corresponding IRS files. o End of year original forms and files (mainframe JCL production). o Late originals and corrected forms and files (mainframe JCL production).- Worked with software provider (DST) to ensure IRS compliance of the process.- Assisted in the development of hard copy and web based marketing materials.- Created and maintained procedure documentation.

Kansas City, Missouri Area

- Prepared IRS form 1040’s and associated schedules for individuals.- Completed over 60 hours of instructor led training, as well as additional self directed study and computer based training.- Utilized my experience to provide investment company insight to other tax preparers.

Kansas City, Missouri Area

Each associate in the area had sole responsibility, at varying levels, for a specific client. I worked with many fund groups in some capacity, including DWS Funds, State Farm Funds, Lord Abbett Funds, and SEI (group). “Preparation” referenced below was done at both the account (customer) and system (client) levels.- Preparation for and mainframe file production of year end tax statements – 1099 & 5498. (TSO/JCL). There was an IRS compliance component to these responsibilities.- Preparation for and mainframe production of periodic earnings (dividend / capital gain) (TSO/JCL).- Pre-nightly end of day pricing.- Unclaimed property (Escheatment) file production for a group of clients (TSO/JCL).- Daily research and reconciliation of G/L activity (cash and share research & balancing).- Daily cash settlement (FedWire, ACH, check clearing) with custodian banks (UMB & State Street).

Kansas City, Missouri Area

Multiple departments / Multiple roles:Experience with DWS Funds: NSCC, account processing, research, customer service.