Kevin Farley

Kevin Farley Email and Phone Number

Global Head of Equities Compliance at Millennium @ Millennium
Kevin Farley's Location
Ramsey, New Jersey, United States, United States
About Kevin Farley

I have worked as a compliance professional since 1998 covering both buy side and sell side firms. Prior to joining Two Sigma I was a senior vice president within the Equities Compliance division of Citi Markets and Banking. I was responsible implementing the compliance program for all of the trading desks within Equities.Specialties: I have the following licenses: 4, 7, 9, 10, 14, 24, 55 and 63. Possess a deep understanding of all types of trading which allows me to provide timely and intelligent solutions to the businesses I support.

Kevin Farley's Current Company Details
Millennium

Millennium

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Global Head of Equities Compliance at Millennium
Kevin Farley Work Experience Details
  • Millennium
    Global Head Of Equities Compliance
    Millennium Sep 2019 - Present
    New York, Ny, Us
    View
  • Two Sigma Advisers, Lp
    Chief Compliance Officer
    Two Sigma Advisers, Lp Jun 2013 - Sep 2019
  • Two Sigma Investments, Lp
    Chief Compliance Officer
    Two Sigma Investments, Lp Jun 2012 - Sep 2019
  • Two Sigma Securities, Lp
    Senior Vice President - Cco
    Two Sigma Securities, Lp Nov 2008 - Sep 2019
  • Citigroup Markets And Banking
    Senior Vice President
    Citigroup Markets And Banking May 2004 - Oct 2008
    Led the Equities Compliance and Equities Technology Compliance groups for Citi Markets and Banking Institutional Equities Trading business. Was responsible for implementing the compliance program for the trading desks while also driving compliance solutions for the business in the rapidly changing regulatory environment. Led many major initiatives for the compliance group including Reg NMS, OATS Phase III, Reg SHO and the numerous SEC emergency Short Sale orders.
  • Natexis Bleichroeder
    Assistant Director Of Compliance
    Natexis Bleichroeder Jan 2001 - May 2004
  • Lazard Asset Management
    Vp
    Lazard Asset Management 1998 - 2001
    New York, Ny, Us
    View

Kevin Farley Education Details

  • Siena College
    Siena College
    Economics

Frequently Asked Questions about Kevin Farley

What company does Kevin Farley work for?

Kevin Farley works for Millennium

What is Kevin Farley's role at the current company?

Kevin Farley's current role is Global Head of Equities Compliance at Millennium.

What schools did Kevin Farley attend?

Kevin Farley attended Siena College.

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