Kevin Guy work email
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Kevin Guy personal email
An experienced Compliance and Financial Crime specialist, with an in depth knowledge and understanding of PRA & FCA Principles, Rulebooks, Systems and Controls. With the ability to adapt and remain pragmatic when evaluating commercial considerations. Specialities: Compliance, Financial Crime, Risk Management, Projects, Investment Services, Asset Management, Fiduciary Services, Corporate Services and Payment Services
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Head Of Compliance - UkZedra Group Mar 2017 - PresentGeneva, Geneva, ChPayment Services, Fiduciary Services, Investment, Asset Management and Corporate Services with £1.4 billion of assets under management in the UK. Board member accountable for the effectiveness of compliance, financial crime risk and governance under SM&CR as SMF3, SMF16, and SMF17. -
Interim Compliance SmeDirector Sep 2013 - Mar 2017Independent Consultant offering Compliance and Financial Crime Advice and Assurance. Providing assistance to Lloyds Banking Group, Aldermore Bank, C Hoare & Co, YBS Group and Sainsbury's Bank.
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Head Of Compliance & MlroGuardian Wealth Management Feb 2009 - Sep 2013London, England, GbOverseeing all aspects of Compliance and Financial Crime as CF10 & CF11, across a range of jurisdictions including the UK, Europe, Asia Pacific region and Middle East. -
Group Compliance ManagerLondon Scottish Bank Sep 2008 - Dec 2010GbResponsible for all aspects of Compliance, Conduct Risk and Data Protection within the Bank offering Mortgage and Unsecured Lending, prior to and during Administration. -
Head Of Compliance & Deputy MlroBase Cm (Now Aldermore Bank) May 2007 - Sep 2008Responsible for the implementation and delivery of all aspects of Compliance and Financial Crime in a start up company.
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Compliance Monitoring Team ManagerPark Row Oct 2006 - Apr 2007Managing a team which analysed and monitored the quality of financial advice in line with FSA regulation and Money Laundering legislation.
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Compliance ConsultantDirector Sep 2002 - Oct 2006Compliance Assurance roles at large financial institutions including HBoS, L&G, Zurich Financial Services and AEGON.
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Compliance Review & Complaint HandlingRoyal London Jan 2000 - Sep 2002London, England, GbReviewing financial advice provided to ensure compliance with regulations. Investigating complaints pertaining to advice given and misrepresentation.
Kevin Guy Skills
Kevin Guy Education Details
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Institute Of Risk ManagementOperational Risk -
The Chartered Institute For Securities & Investment (The Cisi)Covering Uk Financial Services Regulation
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Alliance Manchester Business SchoolMarket Abuse And Fraud
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University Of BradfordMathetmatics And Statistics
Frequently Asked Questions about Kevin Guy
What company does Kevin Guy work for?
Kevin Guy works for Zedra Group
What is Kevin Guy's role at the current company?
Kevin Guy's current role is Head of Compliance at Zedra UK.
What is Kevin Guy's email address?
Kevin Guy's email address is ks****@****l.co.uk
What schools did Kevin Guy attend?
Kevin Guy attended Institute Of Risk Management, The Chartered Institute For Securities & Investment (The Cisi), Alliance Manchester Business School, University Of Bradford.
What skills is Kevin Guy known for?
Kevin Guy has skills like Aml, Financial Services, Fsa, Pensions, Banking, Investments, Fraud, Financial Regulation, Operational Risk, Operational Risk Management, Financial Advisory, Financial Risk.
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