▪ Trading on Equity, ETF, Futures, Options and FX covering Hong Kong, China and US market. Provide market insights to assist portfolio manager with investment decision.▪ Launching new private funds, assisting on fund raising and portfolio construction. Designing investment guideline, investment objective and risk control policy.▪ Work closely with stakeholders to set up and launching SFC authorized funds.▪ Setting up new front office system and design trading, risk workflow and integrating with back-office system.▪ Provide roadshow materials, attributions and other materials request by client and sales team.▪ Building ESG model and work closely with all stakeholders to comply with SFC requirement.▪ Conduct fundamental research analysis on sectors including semi-conductor, electronic vehicle and technology, media, and telecom (TMT) sector.▪ Build strong relationship with sell side brokers and discussing potential services and product available.

▪ Conduct fundamental research analysis on sectors including semi-conductor, electronic vehicle and technology, media, and telecom (TMT) sector.▪ Provide market insights to the team to assist them with investment decision.▪ Build strong relationship with broker partners to ensure market insights are received in a timely manner and ensure a smooth trade execution and forming trading decisions.▪ Ensure all trading procedures are followed and documented including preparation of trading reports and getting approval from Head of Investment.▪ Assisted in multiple productivity initiates including building model to automate cash management, and generation of different reports.▪ Providing support to other team members, often require explaining complex concept in simplistic term and usage of plain English.▪ Provide market updates and investment advisory to clients in weekly meeting. Working closely with clients to ensure their enquires are responded in a timely manner.

▪ Database Construction to automate risk management process and reporting.▪ Establishing company middle office, including defining function of middle office, and improving current workflow and procedure between front and back office.▪ Conduct daily and monthly risk management reports and performance reports for securities in different funds to comply regulatory requirement and prevent violation on funds restrictions.▪ Construct Liquidity Risk Model for monthly monitoring and SFC.

▪ Collecting, Organising, Cleansing, Analysing and interpreting data, producing relevant statistics to describe and infer particular seasonal trends and patterns.▪ Applying time series modelling to perform quantitative analysis on proprietary data, and present finds to stakeholders through report writing and presentations.▪ Develop algorithms and perform computations on future transaction volume projection and carry out risk control.

▪ Conduct asset-liability management to ensure capital reserves and liquidity meets with regulatory requirements.▪ Assist compliance manager in conducting due diligence (KYC) process by reviewing and manage counterparty’srisk.▪ Present daily market updates to stakeholders to assist in decision making.▪ Assist Dealer handle daily ad hoc requests.

Investment & Research DepartmentWinter Intern Built financial models to assist in the formation of investment decisions Assisted the team in the completion of equity research under strict time frame Pitched findings to managers and prepared Buy-Sell reports Collected and screened market data from various sources on a daily basis

Environmental financial products Administer the issue of CDM contracts for corporate clients to meet theirenvironmental obligation Monitor the market value of CER and present results in daily team updates Assist in the preparation of Financial Statement for Projects with minimal guidance Research on the potential of developing new product in China

Actuarial department Completed claim experience investigation, including the use of Excel, Access and SQL Presented findings from different investigation to the relevant stakeholders Data testing for new program with minimal assistance, including compare and calculate premiums, accumulated sum insured and dividend payable

 Investor RelationStock portfolio management, including recording and charting daily stock prices using ExcelCollected post event feedback from clients through telecommunication