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@nadex.com
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4 phones found area 312, 201, and 630
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Kevin Dan is listed as Chief Regulatory Officer / Chief Compliance Officer at crypto.com | Derivatives North America at Crypto.com, based in Chicago, Illinois, United States. AeroLeads shows a work email signal at nadex.com, phone signal with area code 312, 201, 630, and a matched LinkedIn profile for Kevin Dan.
Kevin Dan previously worked as Chief Regulatory Officer / Chief Compliance Officer at Crypto.Com and Chief Regulatory Officer / Chief Compliance Officer at Nadex. Kevin Dan holds Juris Doctor (J.D.) from Loyola University Chicago School Of Law.
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AeroLeads found 1 current-domain work email signal for Kevin Dan. Compare company email patterns before reaching out.
Accomplished, incisive, and driven legal and financial services executive with 20+ years of combined experience in regulatory, compliance, and financial environments. Highly skilled in applying deep industry knowledge and hands-on experience in diverse trading products and the financial market to resolve legal and business issues. Professional and articulate with strong executive presence; recognized for keen organizational, communication, investigative, negotiation, and problem-solving skills, along with the ability to effectively handle challenging time constraints. Proven ability to deliver innovative business solutions based on sound interpretation and resourceful strategies.Highlights of my qualifications, strengths, and personal attributes include the following:► Newly minted attorney and business-savvy MBA with expert knowledge and expertise in managing regulatory and business issues.► Deep industry knowledge and extensive experience trading equity, futures, treasury, and FX markets in both floor-based and electronic venues, risk management, and understanding of market access and structure.► Verifiable record of success in conducting regulatory investigations, operational and trade practice reviews, customer and broker interviews, formal investigative reports and presentations, and applying regulatory laws and interpretations to operations of regulatory member firms, resulting in numerous enforcement actions. ► Creative problem solver and valued resource with vast knowledge and understanding of financial services and products related to the problems and issues financial services clients present to law firms. ► Demonstrated ability to lead and assist with preparation for examinations and other regulatory inquiries or inspections.► Proficient in using logical reasoning and making objective observations, evaluations, and recommendations► Adept at reviewing and interpreting new, proposed, and existing rules, amendments, and regulations related to financial services.►Highly skilled in mentoring, coaching, and training personnel on complex policies and procedures.►Strong analytical, communication, and interpersonal skills with the ability to work well in a team-oriented environment.
Listed skills include Equities, Analytical Skills, Banking, Trading, and 13 others.
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Singapore, Sg
Ownership of Crypto.com's expansion into the regulated US-listed derivatives market, with executive oversight of Compliance and Market Regulation Program for CFTC registered DCM and DCO.
Chicago, Illinois, Us
Promoted to Chief Regulatory Officer based on executive leadership skills, strong business acumen, expert knowledge of the U.S. CFTC regulatory landscape, exposure to different asset classes and markets, and outstanding contributions in former role. Assumed additional responsibilities as Chief Compliance Officer one month later. Maintained former compliance responsibilities with the inclusion of regulatory risk. Accountabilities include preparing risk reports for the Board of Directors, interfacing directly with the Regulatory Oversight Committee, responding to CFTC audit requests for CFTC licenses, handling regulatory queries and requests, and building open, transparent relationships with the CFTC.
Chicago, Illinois, Us
Recruited for the role of Enforcement Counsel and Director of Compliance based on diverse background, newly minted lawyer designation, and willingness to be challenged by incorporating traditional regulatory roles and legal roles. Thrived in an extremely fast-paced, all-hands-on-deck environment, while gaining exposure to multiple facets of managing a designation exchange and business-related issues.
Chicago, Illinois, Us
Recruited to build a regulatory program for a new Swap Execution Facility (SEF) from concept to implementation, including a comprehensive policies and procedures manual. Accountabilities included assisting in developing and implementing trade practice surveillance on the SEF. Leveraged broad trading, compliance, and legal expertise to provide proactive regulatory insight into new and upcoming regulations.
Chicago, Il, Us
Planned and conducted successful regulatory investigations, operational and trade practice reviews, broker and customer reviews, repeatedly resulting in multiple enforcement actions. Leveraged broad trading product knowledge and financial markets expertise to assist while attending onsite visits to firms during investigative audits, broker and customer reviews, and operational observations.
Chicago, Illinois, Us
Applied innovative technology and robust risk management techniques to identify trading opportunities within the global marketplace. Acquired and honed skills in electronic trading while building strong working relationships with the IT staff and software developers.
Chicago, Il, Us
Worked closely with management and trading teams to establish goals, develop strategic plans, and implement processes and procedures to achieve targets while minimizing risk.
New York, New York, Us
Expanded knowledge of financial products and securities while working closely with financial specialists and the trading desk. Accountabilities included managing multiple, deadline-oriented tasks in a fast-paced environment.
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Kevin Dan works for Crypto.com.
Kevin Dan is listed as Chief Regulatory Officer / Chief Compliance Officer at crypto.com | Derivatives North America at Crypto.com.
AeroLeads has found 1 work email signal at @nadex.com for Kevin Dan at Crypto.com.
AeroLeads has found 4 phone signal(s) with area code 312, 201, 630 for Kevin Dan at Crypto.com.
Kevin Dan is based in Chicago, Illinois, United States while working with Crypto.com.
Kevin Dan has worked for Crypto.Com, Nadex, Cboe Global Markets, National Futures Association, and U.S. District Court For The Northern District Of Illinois - Judge Sara L. Ellis.
You can use AeroLeads to view verified contact signals for Kevin Dan at Crypto.com, including work email, phone, and LinkedIn data when available.
Kevin Dan holds Juris Doctor (J.D.) from Loyola University Chicago School Of Law.
Kevin Dan is listed with skills including Equities, Analytical Skills, Banking, Trading, Trade Compliance, Risk Management, Hedge Funds, and Team Collaboration.
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