Kevin Ludwick Email & Phone Number

A highly experienced risk compliance and regulatory affairs management professional who spent seven years mid-career at the UK regulator. Keen now to help clients navigate through regulatory challenges and in particular to support the development of their hard-pressed staff.Currently Chairman of Uphold’s European franchise having established the Group’s risk function globallyRebuilt and ran the MUFG compliance function in EMEA Did the same in APAC. Then led MUFG “Core Compliance” programme globally out of Tokyo while running Asia Compliance from SingaporeOver the last 30 years have covered most products from equities to project finance and at MUFG overseen a wide variety of initiatives: the development of control rooms, centralised sanctions screening, kyc automation and Libor/fx programmes. For several years served on the Board of the London based Securities Houses Compliance Officers Group and chaired their annual conference . Member of the Ice Libor Oversight Committee. Member of Board of Commissioners for Danamon Bank (an independent director role) In APAC accountable for regulatory affairs ensuring in each country our interests are fairly represented building strong relationships with regulatory stakeholders. Driving the enhancement of financial crime standards in the region and raising 1lod risk and control capabilities Member of the regional exco and most critical governance committees.Globally led the development of a single core compliance program aligning colleagues from America’s Emea and Apac in risk assessment, compliance planning, reg change, policy, training, assurance, investigation issues management and M.I Then appointed to lead the operation of the program reporting to Group CCO in Tokyo

Listed skills include Risk Management, Financial Risk, Banking, Finance, and 4 others.