R&C Consultant
Current• Recognized as a top performer in AML investigations for a major Puerto Rican bank, consistently achieving multiple months with zero Return to Analyst (RTA) rates, contributing to the project's overall success.• Conducted transaction monitoring and detailed analysis of potential suspicious activities, playing a key role in the bank’s compliance with AML regulations.• Contributed to the BAU Alert Review process, delivering thorough and accurate analyses that supported the team's advancement to the Tuning phase, where higher-performing analysts focused on refining detection scenarios.• Supported AML compliance efforts by drafting and reviewing Requests for Information (RFIs) and Transaction Image Requests (TIRs) to better understand the business activities of bank customers.• Collaborated with cross-functional teams, sharing insights and recommendations that contributed to improved internal processes and the implementation of risk mitigation strategies.• Contributed to IT General Control (ITGC) audits for a large financial services company, ensuring Sarbanes-Oxley (SOX) compliance and safeguarding the reliability of financial reporting.• Assisted in SOX testing for a major telecommunications firm, conducting SOC-1 Type II evaluations and Complementary User Entity Control (CUEC) analyses to identify risks in IT controls.• Worked closely with the team to test the design and operating effectiveness of controls in areas such as change management, logical access, and IT operations, helping clients improve their overall control environment.
