Kevin Spratt Email & Phone Number

Boston, Ma, Us

• Client facing PMO subject matter expert for the middle office conversion of Bridgewater Associates to Bank of New York Mellon’s Middle/Back office OnCore product. • Program manager for the street-facing communication cut over track of the middle office conversion of Bridgewater Associates to Bank of New York Mellon’s Middle/Back office OnCore product. • Program manager within the overall program Migration / Cutover of the conversion of Bridgewater Associates to Bank of New York Mellon’s Middle/Back office OnCore product. • Program management for systems evaluation/strategic planning for Deutsche Bank Private Wealth Management involving Temenos T24, issues with KYC and mobile delivery.• Subject matter expert for Private Wealth Management and Capital Market's workflows for Deutsche Bank project front of house processing and customer identification for risk/compliance.• Partnered with Advent company representatives to develop and integrate an enterprise solution for Bloomberg, FactSet and Reuter’s data integration with the Advent MDL product.• Directed the development and QA effort for the subcontracted firm responsible for overall third-party market data feed integration.• Oversight of solution architecture and implementation.• Review of the testing plan and coordinate testing efforts across teams.Technical director for the integration of the MicroStrategy product with historical market data feeds for risk analysis and investment opportunity analysis.• Lead the product evaluation and selection of a Business Intelligence product that will integrate with multiple back-end database systems as golden source data repositories.• Evaluated the solution approach, capacity for production release and implementation of a distributed cloud application for mobile distribution of risk data.

Boston, Massachusetts, Us

Manager of implementation and operational support for Order Management Systems (OMS) and firm wide investment compliance systems. Led adoption of firm wide straight through processing of equity and fixed income derivative instruments for new investment desk, Asset Allocation. Improved firm wide processing of trade, settlement and confirmation processes.• Automated trade processing for Asset Allocation division, managing $39Billion in assets under management.• Introduced automated derivatives processing, enabling new client investments of $4.5 Billion.• Led cost reduction efforts in trading desks, market data and confirmation processing, annual savings of $1.45 M• Achieved virtualization of core trading systems application infrastructure by leveraging VMWare and Citrix solutions• Implemented Fidessa Latent Zero product for firm wide pre trade compliance, mitigating past compliance errors.• Completed migration of affirm/confirm processing through third party Swift network, annual savings of $875K.

Charlotte, Nc, Us

Service delivery manager for the Fixed Income and short term Cash investment organizations of Bank of America’s Investment Management group, including Columbia Management and U.S. Trust.• Completed the migration for 30 plus Fixed Income Specialists from manual processes to straight through processing using CRD IMS platform. Operational savings totaled $1.2 million annually.• Accomplished the migration from CRD IMS 7.2.3 to 8.1.4.2 across all Fixed Income and Private Bank investment professionals. Eliminated redundant products and personnel with an annual $1.75 million savings.• Program manager for the Derivatives program, part of an overall strategic 2010 initiative for Bank of America, Investment Management. Role included vendor selection of an outside consulting firm, requirements gathering for Front, Middle and Back office processing, solution evaluation and formal solution recommendation.• Led the integration of the US Trust Fixed Income trading and portfolio management areas into Bank of America’s Columbia Management division.

Boston, Massachusetts, Us

Technical development manager and program manager for Wellington’s front office trading systems and applications interfacing with Portfolio management and capital market applications. Lead the development of a multi tiered Global Trading System supporting Equity, Fixed Income, Mortgage and Money Market Trading.Technical development and program manager for Wellington’s development of a multi tiered Global Trading System supporting Equity, Fixed Income, Mortgage and Money Market Trading.• Manage staff, IBM Global Services, and consultants, along with the architecture, budget and program plan for this multi year, $27M project. Responsibilities include: business requirements analysis, technical architecture and design, program management, supervision of group managers, development of a Quality Assurance group and processes. • Architect, technical manager and Program Manager for an initiative to implement a next generation Enterprise Price Server for Wellington’s Investment Systems and Trading Systems. (Product based on Reuters’ technologies)• Program manager for the development and implementation of the Central Trade Match system between Wellington and Thomson Financial’s Omgeo Connect. Multi year effort to automate Trade Allocations using STP.

Hong Kong, Hk

• Directed the implementation of financial products into an Application Service Provider (ASP) framework to be used for domestic and international Fortune 500 companies. Backend services provided by BEA WebLogic server and custom applications.• Designed the architecture and directed the implementation of the Artificial Life ASP and Portal, including Portal vendor partnerships.• Managed the conversion to Enterprise Java Bean (WebLogic) based software for an ASP solution.• Designed initial architecture and RFP for a managed hosting service for Artificial Life’s software solutions.• Designed preliminary infrastructure for extending XML Financial DTD into the knowledge bases for the financial products of Artificial Life. This system would allow client and industry standard information to be accessible to the knowledge bases installed a client or central location.

Wayne, Pa, Us

• Directed a department of 17 developers responsible for integrating custom content into client web sites for: New York Stock Exchange, Salomon Smith Barney, Chase, IBM, Merck, Caterpillar, CNBC, Citi Group, thestreet.com. Department was a profit center, with direct bill for services.• Project Director for the design, development, installation and client management of the $2.7M New York Stock Exchange web site that launched in August of 1999.• Managed the $1.3M development and business relationship with Liberty Financial Corp during a 4-year period.• Managed a team that built screening, selection and retrieval capabilities for Mutual funds for the E*Trade Internet trading site contained in a Sybase historical pricing database.• Managed the development of custom components for Salomon Smith Barney, Dow Jones Interactive, Wall Street Journal Interactive Edition, IBM, Merck, Caterpillar• Managed the integration of Open Market software into the Barron’s Online web site.

New York, Ny, Us

• Project Director for the design, development, installation and client management of the $2.7M New York Stock Exchange web site that launched in August of 1999.• Decision-maker for the evaluation and selection of a web hosting company for the New York Stock Exchange.• Partnered with the NYSE to integrate custom cgi content for stock quotes, news content and historical charting.• Managed the ongoing daily client contact and interaction with senior NYSE management and IBM e-business services for content update and service.

Cambridge, Ma, Us

• Instructed Undergraduate and Graduate students in the following laboratory courses: “Introduction to Design, Introduction to Manufacturing, Control of Manufacturing Processes”.• Advised Undergraduate and Graduate students with research and design.• Introduced Plastic Injection Mold flow analysis to the undergraduate and graduate curriculum.• Applied manufacturing scheduling principles to design develop a computer program for finite capacity factory scheduling (MADEMA), which was commercially used by Ford Motor Company and Caterpillar.